Pavlos G. Alexandrakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pavlos Giorgos Alexandrakis, who also goes by Paul Giorgos Alexandrakis, Pavlos Georgos Alexandrakis, Pavlos Menelaos Alexandrakis, was a registered financial professional .
Pavlos is a previously registered financial professional and started their career in finance in 1992. Pavlos had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2017 - March 13, 2018
ARIEL DISTRIBUTORS, LLC
October 4, 2012 - January 11, 2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
April 22, 2009 - September 10, 2012
INVESCO DISTRIBUTORS, INC.
May 15, 2002 - November 28, 2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 12, 1998 - April 24, 2002
AMUNDI DISTRIBUTOR US, INC.
February 22, 1995 - October 2, 1998
CITIGROUP GLOBAL MARKETS INC.
March 17, 1992 - September 2, 1994
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARIEL DISTRIBUTORS, LLC
CRD#: 38333 / SEC#: , 8-48238
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARIEL INVESTMENTS HOLDING COMPANY, LLC | SOLE UNITHOLDER | |
| CALDERON, CARLOS ESTUARDO | SENIOR VICE PRESIDENT, FINANCE | 6864114 |
| CAMPBELL, ROBERT NMN | FINOP, PFO, POO | 1349154 |
| FOX, WENDY DEVORAH | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4870574 |
| ORLOWSKI, BONNIE ELIZABETH | PRESIDENT, CHAIRMAN, MANAGER | 3121598 |
| RODRIGUEZ-AYALA, EMMA LEONOR | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 6183654 |
| WEBER, ROOPA PATEL | SENIOR VICE PRESIDENT, DIRECTOR OF MARKETING AND SPECIAL PROJECTS | 3026056 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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