Michel E Lautensack
Professional Summary
Michel E Lautensack, who also goes by Michel Lautensack, Mike Lautensack, was a registered financial advisor. Michel was a previously registered financial professional and started their career in finance 1997 - 1997. Michel had worked at 1 firm and has passed the Series 63 and Series 52 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michel Lautensack, Mike Lautensack
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
A. H. WILLIAMS & CO., INC. | TD WEALTH MANAGEMENT SERVICES INC. | COMMERCE CAPITAL MARKETS, INC.
Contact Information
Established
Pennsylvania since 04/14/1981Firm Type
CorporationFiscal Year End
OctoberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TD BANK N.A. | OWNER | — |
| DALEY, MARVIN | PRESIDENT / CHAIRMAN | 5609291 |
| KELM, CHRISTOPHER THOMAS | CHIEF OPERATIONS OFFICER | 1694572 |
| REILLY, JAMES, E | SECRETARY | — |
| RUBINSOHN, MARC ALAN | FINOP/CFO/DIRECTOR | 4861057 |
| RYAN, GEOFF | ASSISTANT SECRETARY | — |
| SANKOVIC, RUDY J | DIRECTOR | 5702802 |
| SPINELLI, RAYMOND THOMAS JR | SVP - HEAD OF SALES | 1676130 |
| STICKNEY, TIMOTHY LARRY | CHIEF COMPLIANCE OFFICER | 1340004 |
| WHALEN, MICHELE MARIE | DIRECTOR | 1682225 |
| WHITEHEAD, PAUL C | DIRECTOR | 5702803 |
| WHYTE, KEVIN J | DIRECTOR | 5702806 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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