JM
James M. Mcevoy
EASTSOUND CAPITAL ADVISORS
Morgan Hill, CA 95037
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CRD#: 1645362
JM
Professional summary
James Michael Mcevoy is a registered financial advisor currently at EASTSOUND CAPITAL ADVISORS, LLC located in Morgan Hill, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. James has worked at 6 firms and has passed the Series 63, Series 66, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Mcevoy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2023 - Present
EASTSOUND CAPITAL ADVISORS, LLC
Office #1: 355 Woodview Avenue Suite 300, Morgan Hill, CA 95037RIA
CRD#: 160180
Morgan Hill, CA
Past
April 26, 2017 - January 6, 2023
INTERNATIONAL ASSET MANAGEMENT
RIA
CRD#: 123418
Menlo Park, CA
Past
January 5, 2015 - December 14, 2016
CONCERT WEALTH MANAGEMENT
RIA
CRD#: 141253
KORTENBERG,
Past
January 4, 2011 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
KORTENBERG,
Past
January 6, 2009 - December 31, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
KORTENBERG,
Past
January 13, 2005 - December 31, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
KORTENBERG,
Past
October 12, 2004 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
KORTENBERG,
Past
July 31, 2001 - October 6, 2004
INTEGRATED FINANCIAL PLANNING SERVICES
BD
CRD#: 17935
HEIDELBERG,
Past
April 16, 1987 - January 11, 2001
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EASTSOUND CAPITAL ADVISORS, LLC
ADVISORS 360 | WESTERN FINANCIAL | PRIMROSE HILL CAPITAL | MAPLE PARK MANAGEMENT, LLC | HANNA CAPITAL MANAGEMENT, LLC | EASTSOUND CAPITAL ADVISORS, LLC | CAPITAL ADVISORS 360, LLC | CAPITAL ADVISORS 360
CRD#: 160180 / SEC#: 801-129635
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)California
Registered Investment Advisory firm - (4/24/2024 Terminated)Colorado
Registered Investment Advisory firm - (3/27/2024 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2024 Terminated)Michigan
Registered Investment Advisory firm - (2/23/2023 Terminated)Texas
Registered Investment Advisory firm - (3/25/2024 Terminated)Washington
Registered Investment Advisory firm - (4/25/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EC
EASTSOUND CAPITAL ADVISORS, LLC
ADVISORS 360 | WESTERN FINANCIAL | PRIMROSE HILL CAPITAL | MAPLE PARK MANAGEMENT, LLC | HANNA CAPITAL MANAGEMENT, LLC | EASTSOUND CAPITAL ADVISORS, LLC | CAPITAL ADVISORS 360, LLC | CAPITAL ADVISORS 360
CRD#: 160180 / SEC#: 801-129635
RIA
Registered Investment Advisory firm - (3/8/2024 Approved)California
Registered Investment Advisory firm - (4/24/2024 Terminated)Colorado
Registered Investment Advisory firm - (3/27/2024 Terminated)Louisiana
Registered Investment Advisory firm - (3/28/2024 Terminated)Massachusetts
Registered Investment Advisory firm - (3/25/2024 Terminated)Michigan
Registered Investment Advisory firm - (2/23/2023 Terminated)Texas
Registered Investment Advisory firm - (3/25/2024 Terminated)Washington
Registered Investment Advisory firm - (4/25/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Eastsound, WA
Mailing Address
Phone number
(360) 317-4688
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 167,704,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
