Kathleen M. Adamec

ADAMEC FINANCIAL GROUP

HINSDALE, IL

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CRD#: 1645288

Professional summary

Kathleen Mary Adamec is a registered financial advisor currently at ADAMEC FINANCIAL GROUP, INC. located in Hinsdale, Illinois.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Kathleen has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Mary Adamec's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 1997 - Present

ADAMEC FINANCIAL GROUP, INC.

RIA

CRD#: 112529

HINSDALE, IL

Past

October 21, 1997 - December 31, 2002

ADAMEC FINANCIAL GROUP, INC.

RIA

CRD#: 112529

HINSDALE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/21/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ADAMEC FINANCIAL GROUP, INC.

ADAMEC FINANCIAL GROUP, INC. | ADAMEC, KATHLEEN, MARY

CRD#: 112529 / SEC#: 801-44439

RIA

Registered Investment Advisory firm - (1/2/2004 Terminated)

Illinois

Registered Investment Advisory firm - (11/1/2002 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Hinsdale, IL

Mailing Address

P.o.box 281, Hinsdale, IL 60522

Phone number

(630) 655-4499

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 29,345,501

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathleen M. Adamec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Mary Adamec's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADAMEC FINANCIAL GROUP, INC.

ADAMEC FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Current Firm

ADAMEC FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADAMEC FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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