Bradley J. Horn

SAFFRON CAPITAL

Minneapolis, MN 55408-2161

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CRD#: 1645274

Professional summary

Bradley Jason Horn, who also goes by Bradley Horn, is a registered financial advisor currently at SAFFRON CAPITAL, LLC located in Minneapolis, Minnesota.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Bradley has worked at 1 firm and has passed the Series 65, Series 3 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley Horn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bradley J Horn is President of Saffron Capital & Technology LLC a registered as a Commodity Trading Advisor (CTA) and Commodity Pool Operator (CPO). Location of the business: 2836 Lyndale Ave South STE 105, Minneapolis, MN 55408-2161; Description of the business: Managed commodity futures accounts. This activity closely aligns to and complements the securities accounts managed by the RIA by providing diversification, capital growth and capital preservation opportunities. Responsibilities Duties: Commodity market analysis and trading.; Start date with business: 2020-10-01;Hours devoted to business during trading hours: 60;Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 30;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Jason Horn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2020 - Present

SAFFRON CAPITAL, LLC

Office #1: 2836 Lyndale Ave South Suite 260, Minneapolis, MN 55408-2161

RIA

CRD#: 306921

Minneapolis, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 8/6/2019

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 8/6/2019

Securities Industry Essentials Examination

Current Firm

SAFFRON CAPITAL, LLC

SAFFRON CAPITAL & TECHNOLOGY LLC | SAFFRON CAPITAL, LLC

CRD#: 306921 / SEC#:

Minnesota

Registered Investment Advisory firm - (6/12/2020 Approved)

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Contact information

Main Address

2836 Lyndale Ave South Suite 260, Minneapolis, MN 55408-2161

Mailing Address

Phone number

(612) 227-2485

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 2,570,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley J. Horn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Jason Horn's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAFFRON CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2019

Series 3

Date: 8/6/2019

SIE

Date: 8/6/2019

Current Firm

SAFFRON CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAFFRON CAPITAL, LLC

TRUST BUT VERIFY

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