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BH

Bradley J. Horn

SAFFRON CAPITAL
Minneapolis, MN 55408-2161
Some features on this profile are disabled
CRD#: 1645274
BH

Professional summary

Bradley Jason Horn, who also goes by Bradley Horn, is a registered financial advisor currently at SAFFRON CAPITAL, LLC located in Minneapolis, Minnesota.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Bradley has worked at 1 firm and has passed the Series 65, Series 3 and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bradley Horn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Jason Horn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 12, 2020 - Present

SAFFRON CAPITAL, LLC

Office #1: 2836 Lyndale Ave South Suite 260, Minneapolis, MN 55408-2161
RIA
CRD#: 306921
Minneapolis, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(6/12/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/12/2019
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 8/6/2019
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 8/6/2019
Securities Industry Essentials Examination

Current Firm

SC
SAFFRON CAPITAL, LLC
SAFFRON CAPITAL & TECHNOLOGY LLC | SAFFRON CAPITAL, LLC

CRD#: 306921 / SEC#:

Minnesota
Registered Investment Advisory firm - (6/12/2020 Approved)
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Contact information

Main Address
2836 Lyndale Ave South Suite 260, Minneapolis, MN 55408-2161
Mailing Address
Phone number
(612) 227-2485
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts13
AUM (Assets Under Management)$ 5,612,136

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAFFRON CAPITAL, LLC

CRD#: 306921Minneapolis, MN 55408-2161

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