Scott L. Nelson

ALPHASTAR CAPITAL MANAGEMENT

BRIGHAM CITY, UT 84302

Some features on this profile are disabled

CRD#: 1645096

Professional summary

Scott L Nelson is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Brigham City, Utah.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Scott has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OWNER: MOUNTAIN STAR FINANCIAL, INC. - PRESIDENT. INVESTMENT RELATED SALES OF INSURANCE PRODUCTS, FIXED ANNUITIES, LIFE INSURANCE, LTC, MEDICARE SUPPLEMENT, FINAL EXPENSE TO COMPLETE CLIENTS' FINANCIAL PROGRAMS. THIS IS DONE IN CONNECTION WITH THE SECURITIES BUSINESS WITH ALPHA STAR. APPROXIMATELY 60% OF HIS PROFESSIONAL TIME PER MONTH IS DEVOTED TO THIS OBA. They now have a secondary location at: 189 S. State Street, Suite 222, Clearfield, UT 84015. 2. Society For Financial Awareness (SOFA)- Speaker/Teacher; Non-investment related; 3655 Ruffin Rd. Suite 230 San Diego, CA 92123; Educator of various financial related topics; 3.5 hours per month; 0 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott L Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2013 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 106 S 100 W Po Box 723, Brigham City, UT 84302Office #2: 189 S. State Street Suite 222, Clearfield, UT 84015

RIA

CRD#: 157423

BRIGHAM CITY, UT

Past

December 17, 2012 - December 13, 2013

SOLITUDE WEALTH ADVISORS, LLC.

RIA

CRD#: 142357

BRIGHAM CITY, UT

Past

April 4, 2011 - November 30, 2012

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

SOUTH JORDAN, UT

Past

August 17, 2010 - February 10, 2011

ONEAMERICA SECURITIES, INC.

CRD#: 4173

INDIANAPOLIS, IN

Past

November 20, 1995 - December 31, 1999

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Past

March 23, 1987 - December 31, 1992

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/24/2017)

IAR

Utah
(12/6/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/5/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/16/2010

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/26/1995

Investment Company Products/Variable Contracts Principal Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joe-ben O'banion

TITLEIST ASSET MANAGEMENT, LLC

IAR

SAN ANTONIO, TX

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Hazan Akgun

J.P. MORGAN SECURITIES LLC

Clifton, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott L. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott L Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOLITUDE WEALTH ADVISORS, LLC.

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

ONEAMERICA SECURITIES, INC.

WMA SECURITIES, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2011

Series 63

Date: 10/5/2010

Series 6

Date: 8/16/2010

Series 26

Date: 12/26/1995

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors