Myron E. Coldiron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myron Emerson Coldiron was a registered financial professional .
Myron is a previously registered financial professional and started their career in finance in 1987. Myron had worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2020 - January 28, 2021
KESTRA INVESTMENT SERVICES, LLC
November 14, 2017 - August 29, 2019
ALLSTATE FINANCIAL SERVICES, LLC
May 23, 2003 - December 31, 2004
SENTRY EQUITY SERVICES, INC.
September 2, 1994 - October 11, 1995
PNC BROKERAGE CORP
December 20, 1990 - September 10, 1993
IDS LIFE INSURANCE COMPANY
December 20, 1990 - September 10, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
December 2, 1988 - December 24, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 2, 1988 - December 24, 1990
SIGNATOR INVESTORS, INC.
April 29, 1987 - November 12, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
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