Jonathan D. Eckhard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Douglas Eckhard, who also goes by Jon Eckhard, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1987. Jonathan had worked at 9 firms and has passed the Series 66, Series 63, Series 72, Series 79TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2020 - February 27, 2024
INVESTX MARKETS LLC
January 1, 2010 - June 3, 2019
INVESCO ADVISERS, INC.
June 5, 2002 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
May 18, 1999 - June 4, 2019
INVESCO DISTRIBUTORS, INC.
April 30, 1997 - January 25, 1999
INVESCO CAPITAL MARKETS, INC.
April 1, 1996 - March 5, 1997
PACIFIC SELECT DISTRIBUTORS, LLC
January 12, 1995 - March 25, 1996
INVESCO CAPITAL MARKETS, INC.
July 3, 1990 - January 12, 1995
AMERICAN CAPITAL MARKETING, INC.
June 9, 1988 - April 3, 1990
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 25, 1987 - May 18, 1988
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
INVESTX MARKETS LLC
CRD#: 148248 / SEC#: , 8-67996
Contact information
FINRA licenses (49 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
