Steven J. Defina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Joseph Defina was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1987. Steven had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2000 - January 22, 2013
PORTIGON SECURITIES INC.
December 18, 1996 - July 9, 1998
DEUTSCHE BANK SECURITIES INC.
March 20, 1996 - December 12, 1996
TULLETT LIBERTY BROKERAGE INC.
March 25, 1991 - November 27, 1995
CREDIT SUISSE SECURITIES (USA) LLC
March 26, 1987 - April 3, 1991
MANUFACTURERS HANOVER SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
PORTIGON SECURITIES INC.
CRD#: 10050 / SEC#: , 8-20494
Contact information
Documents
Direct owners and executive officers
Red Flags
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