Mark H. Josefczyk

CONNETIC VENTURES

COVINGTON, KY 41011

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CRD#: 1644507

Professional summary

Mark Henry Josefczyk is a registered financial advisor currently at CONNETIC VENTURES located in Covington, Kentucky.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Mark has worked at 11 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mark is the Managing Director (solo) of this consulting firm specializing in helping Registered Investment Advisors (RIAs) in several areas of growing their businesses including hosting a series of networking events in several cities | states (RIA Golf Outing Tour) and he is also the Chairman of a National Study Group of Financial Advisors (Advisors Resource Co-op). 40 hours per month, start date of Jan 12, 2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Henry Josefczyk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 21, 2024 - Present

CONNETIC VENTURES

Office #1: 910 Madison Avenue, Covington, KY 41011

RIA

CRD#: 329078

COVINGTON, KY

Past

January 8, 2019 - January 3, 2023

CERITY PARTNERS OCIO LLC

RIA

CRD#: 151916

LOUISVILLE, KY

Past

October 23, 2007 - January 4, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

Beavercreek, OH

Past

October 16, 2007 - January 4, 2019

TD AMERITRADE, INC.

CRD#: 7870

CINCINNATI, OH

Past

March 24, 2006 - October 1, 2007

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CINCINNATI, OH

Past

March 24, 2006 - October 1, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

CINCINNATI, OH

Past

May 24, 2005 - February 13, 2006

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

CINCINNATI, OH

Past

October 6, 1999 - February 15, 2005

HABERER REGISTERED INVESTMENT ADVISOR INC

RIA

CRD#: 110382

CINCINNATI, OH

Past

June 19, 1992 - November 18, 1996

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

May 11, 1990 - December 14, 1990

CM&M FUTURES INC.

CRD#: 15845

NEW YORK, NY

Past

May 11, 1990 - June 2, 1992

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

December 16, 1988 - April 23, 1990

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

July 8, 1987 - October 9, 1987

FIRST AFFILIATED SECURITIES, INC.

CRD#: 6871

SAN DIEGO, CA

Past

May 1, 1987 - June 19, 1987

R. G. BRADLEY INVESTMENTS

CRD#: 1290

Past

March 24, 1987 - April 10, 1987

PLANNED INVESTMENTS INC.

CRD#: 5066

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONNETIC VENTURES

CONNETIC RIA LLC | CONNETIC VENTURES

CRD#: 329078 / SEC#: 801-130512

RIA

Registered Investment Advisory firm - (6/21/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(8/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/10/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/14/1997

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/2005

General Securities Representative Examination

Current Firm

CONNETIC VENTURES

CONNETIC RIA LLC | CONNETIC VENTURES

CRD#: 329078 / SEC#: 801-130512

RIA

Registered Investment Advisory firm - (6/21/2024 Approved)

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Contact information

Main Address

910 Madison Avenue, Covington, KY 41011

Mailing Address

Phone number

(859) 201-6235

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 38,576,034

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Mark H. Josefczyk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Henry Josefczyk's CRS (Customer Relationship Summary).

Certified licenses

Experience

CERITY PARTNERS OCIO LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

THE HUNTINGTON INVESTMENT COMPANY

HABERER REGISTERED INVESTMENT ADVISOR INC

CHARLES SCHWAB & CO., INC.

CM&M FUTURES INC.

HSBC SECURITIES (USA) INC.

CHARLES SCHWAB & CO., INC.

FIRST AFFILIATED SECURITIES, INC.

R. G. BRADLEY INVESTMENTS

PLANNED INVESTMENTS INC.

Primary Firm SEC Registration

CONNETIC VENTURES

State Registrations and Notice Filings

Exams

Series 63

Date: 10/10/2005

Series 65

Date: 3/14/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/23/2005

Current Firm

CONNETIC VENTURES

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

CONNETIC VENTURES

TRUST BUT VERIFY

Contact information

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