Daniel J. Dixon

ALGORITHMIC INVESTMENT MODELS

Vero Beach, FL

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CRD#: 1643748

Professional summary

Daniel Joseph Dixon is a registered financial advisor currently at ALGORITHMIC INVESTMENT MODELS located in Vero Beach, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Daniel has worked at 12 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) BEAUMONT CAPITAL MANAGEMENT, INVESTMENT RELATED, WHOLESALER/INVESTMENT MANAGEMENT, START DATE 2/3/20, 160 HRS PER MONTH, 0 HRS PER MONTH DURING TRADING HRS, COMPENSATION SALARY, CONTACT FINANCIAL ADVISORS AND DISCUSS THE INVESTMENTS AVAILABLE TO THEM THROUGH BCM. MEET WITH ADVISORS TO DISCUSS BCM STRATEGIES (2) 2/2021 Ceros Financial Services, Inc.; Registered Representative/Independent Contractor; Investment Related Rockville, Maryland; Broker Dealer; 168 hrs per month, 136.5 hrs per mo during trading hrs; Identify and cultivate opportunities to expand offerings to new platforms and institutions, Provide customer service support to customers by answering questions about products or services offered by the company. Identify potential clients within an assigned territory who could use the products or plans being offered by the company. Present products or plans to potential clients in order to attract new business or increase sales of existing products or plans. Conduct market research to identify potential clients within an assigned territory.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Dixon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2020 - Present

ALGORITHMIC INVESTMENT MODELS

RIA

CRD#: 306354

Vero Beach, FL

Past

February 9, 2021 - May 28, 2024

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

April 27, 2015 - February 28, 2020

JOSEPH GRACE

CRD#: 103580

NEW YORK, NY

Past

April 22, 2015 - February 28, 2020

JOSEPH GRACE

RIA

CRD#: 103580

VERO BEACH, FL

Past

March 27, 2014 - April 22, 2015

TRIBORO INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 167591

VERO BEACH, FL

Past

September 23, 2009 - December 10, 2013

GRANT WILLIAMS L.P.

CRD#: 45961

VERO BEACH, FL

Past

December 15, 2003 - September 10, 2004

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

October 3, 2000 - September 10, 2004

BNY ADVISORS

RIA

CRD#: 106108

MALVERN, PA

Past

July 5, 2000 - December 15, 2003

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

September 30, 1999 - June 22, 2000

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

July 25, 1996 - October 4, 1999

RTE SECURITIES, INC.

CRD#: 39623

RYDAL, PA

Past

April 12, 1994 - September 5, 1996

LINCOLN INVESTMENT

CRD#: 519

FORT WASHINGTON, PA

Past

July 15, 1991 - November 30, 1992

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALGORITHMIC INVESTMENT MODELS

ALGORITHMIC INVESTMENT MODELS | BEAUMONT CAPITAL MANAGEMENT, LLC | ALGORITHMIC INVESTMENT MODELS, LLC

CRD#: 306354 / SEC#: 801-117772

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/3/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/27/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/12/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALGORITHMIC INVESTMENT MODELS

ALGORITHMIC INVESTMENT MODELS | BEAUMONT CAPITAL MANAGEMENT, LLC | ALGORITHMIC INVESTMENT MODELS, LLC

CRD#: 306354 / SEC#: 801-117772

RIA

Registered Investment Advisory firm - (1/2/2020 Approved)

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Contact information

Main Address

125 Newbury St 4th Floor, Boston, MA 02116

Mailing Address

Phone number

(888) 777-0535

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALGORITHMIC INVESTMENT MODELS, LLC (AIM) DISCLOSURE BROCHURE (2/21/2025)

Regulatory assets under management

Total Number of Accounts	289
AUM (Assets Under Management)	$ 156,927,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Dixon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Dixon's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

JOSEPH GRACE

JOSEPH GRACE

TRIBORO INVESTMENT MANAGEMENT, LLC

GRANT WILLIAMS L.P.

PERSHING LLC

BNY ADVISORS

LOCKWOOD FINANCIAL SERVICES, INC.

NATIXIS DISTRIBUTION, LLC

RTE SECURITIES, INC.

LINCOLN INVESTMENT

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

ALGORITHMIC INVESTMENT MODELS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/3/2015

Series 65

Date: 3/27/2014

SIE

Date: 10/1/2018

Series 6

Date: 7/12/1991

Current Firm

ALGORITHMIC INVESTMENT MODELS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALGORITHMIC INVESTMENT MODELS

TRUST BUT VERIFY

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