Gregory R. Waters

INVESTORS ASSET MANAGEMENT OF GEORGIA

Braselton, GA 30517

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CRD#: 1643739

Professional summary

Gregory Ralph Waters, who also goes by Greg Waters, is a registered financial advisor currently at INVESTORS ASSET MANAGEMENT OF GEORGIA INC located in Braselton, Georgia.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gregory has worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Waters

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Ralph Waters's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2003 - Present

INVESTORS ASSET MANAGEMENT OF GEORGIA INC

Office #1: 3804a Village Way, Braselton, GA 30517

RIA

CRD#: 106796

Braselton, GA

Past

December 10, 2001 - December 31, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SOUTHERN SHORES, NC

Past

January 1, 2000 - December 12, 2001

ALLEN C. EWING & CO.

CRD#: 26102

JACKSONVILLE, FL

Past

November 18, 1997 - January 1, 2000

CAPITAL RESEARCH CORPORATION

CRD#: 6314

JACKSONVILLE, FL

Past

June 7, 1996 - December 11, 1996

BUCKHEAD FINANCIAL CORPORATION

CRD#: 18398

Past

March 15, 1991 - June 18, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 29, 1990 - March 18, 1991

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

January 12, 1990 - November 13, 1990

INVESTORS ASSET MANAGEMENT, INC.

CRD#: 7968

Past

April 21, 1987 - December 15, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTORS ASSET MANAGEMENT OF GEORGIA INC

INVESTORS ASSET MANAGEMENT | INVESTORS ASSET MANAGEMENT OF GEORGIA INC

CRD#: 106796 / SEC#: 801-37633

RIA

Registered Investment Advisory firm - (11/1/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/9/2003)

IAR

Texas
(3/30/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/18/1987

General Securities Representative Examination

Current Firm

INVESTORS ASSET MANAGEMENT OF GEORGIA INC

INVESTORS ASSET MANAGEMENT | INVESTORS ASSET MANAGEMENT OF GEORGIA INC

CRD#: 106796 / SEC#: 801-37633

RIA

Registered Investment Advisory firm - (11/1/1990 Approved)

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Contact information

Main Address

7000 Peachtree Dunwoody Road Bldg 9 Suite 200, Atlanta, GA 30328

Mailing Address

Phone number

(770) 394-5619

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART II BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	683
AUM (Assets Under Management)	$ 401,298,696

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Gregory R. Waters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Ralph Waters's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

ALLEN C. EWING & CO.

CAPITAL RESEARCH CORPORATION

BUCKHEAD FINANCIAL CORPORATION

WALNUT STREET SECURITIES, INC.

IFG NETWORK SECURITIES, INC.

INVESTORS ASSET MANAGEMENT, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

INVESTORS ASSET MANAGEMENT OF GEORGIA INC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/2/1987

Series 7

Date: 4/18/1987

Current Firm

INVESTORS ASSET MANAGEMENT OF GEORGIA INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTORS ASSET MANAGEMENT OF GEORGIA INC

TRUST BUT VERIFY

Contact information

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