George P. Mccuen

NAPA WEALTH MANAGEMENT

NAPA, CA 94559

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CRD#: 1643713

Professional summary

George Paul Mccuen, CFP®, CPWA® is a registered financial advisor currently at NAPA WEALTH MANAGEMENT located in Napa, California.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. George has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT LICENSED INSURANCE AGENT. MR. MCCUEN IS CURRENTLY LICENSED, BUT ALL INSURANCE BUSINESS IS DONE THROUGH NAPA WEALTH MANAGEMENT, INC. 2. NAME OF THE OTHER BUSINESS: BULLDOG VINEYARDS, LLC; WHETHER THE BUSINESS IS INVESTMENT-RELATED: NO; ADDRESS: 2290 DRY CREEK ROAD, NAPA, CA 94558; NATURE OF THE OTHER BUSINESS: VINEYARD; GRAPE AND WINE SALES; YOUR POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: OWNER/MEMBER; START DATE OF YOUR RELATIONSHIP: JANUARY 2021; APPROXIMATE NUMBER OF HOURS/ MONTHS YOU DEVOTE TO THE OTHER BUSINESS: 10; NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0; DUTIES RELATING TO THE OTHER BUSINESS: COLLABORATING WITH OUR VINEYARD MANAGER AND WINEMAKER, HOSTING GUESTS FOR WINE TASTINGS ON WEEKENDS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Paul Mccuen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

CPWA^®

Certified Private Wealth Advisor

Start date: 2018-05-17

Expire date: 2024-04-30

Experience

Current

September 3, 1997 - Present

NAPA WEALTH MANAGEMENT

Office #1: 1836 Second Street, Napa, CA 94559

RIA

CRD#: 137724

NAPA, CA

Past

July 11, 1995 - September 8, 1995

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

June 3, 1992 - October 21, 1994

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 23, 1992 - June 6, 1992

SECURITY CHURCH FINANCE, INC.

CRD#: 11224

HOUSTON, TX

Past

April 29, 1987 - March 25, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAPA WEALTH MANAGEMENT

MCCUEN INVESTMENT GROUP, INCORPORATED | NAPA WEALTH MANAGEMENT, INCORPORATED | NAPA WEALTH MANAGEMENT

CRD#: 137724 / SEC#: 801-106825

RIA

Registered Investment Advisory firm - (10/30/2015 Approved)

California

Registered Investment Advisory firm - (12/2/2015 Terminated)

Texas

Registered Investment Advisory firm - (11/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/3/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/21/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/25/1987

General Securities Representative Examination

Current Firm

NAPA WEALTH MANAGEMENT

MCCUEN INVESTMENT GROUP, INCORPORATED | NAPA WEALTH MANAGEMENT, INCORPORATED | NAPA WEALTH MANAGEMENT

CRD#: 137724 / SEC#: 801-106825

RIA

Registered Investment Advisory firm - (10/30/2015 Approved)

California

Registered Investment Advisory firm - (12/2/2015 Terminated)

Texas

Registered Investment Advisory firm - (11/2/2015 Terminated)

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Contact information

Main Address

1836 Second Street, Napa, CA 94559-2328

Mailing Address

Phone number

(707) 252-1343

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAPA WEALTH MANAGEMENT DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	571
AUM (Assets Under Management)	$ 266,737,896

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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George P. Mccuen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Paul Mccuen's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAPA WEALTH MANAGEMENT

SUNAMERICA SECURITIES, INC.

LPL FINANCIAL LLC

SECURITY CHURCH FINANCE, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

NAPA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/21/1992

Series 7

Date: 4/25/1987

Current Firm

NAPA WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAPA WEALTH MANAGEMENT

TRUST BUT VERIFY

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