Dennis R. Wagner
Professional summary
Dennis Ray Wagner is a registered financial professional currently at CENTRAL STATES CAPITAL MARKETS, LLC located in Prairie Village, Kansas.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1987. Dennis has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Ray Wagner's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2012 - Present
CENTRAL STATES CAPITAL MARKETS, LLC
Office #1: 4200 W 83rd Street Suite 101, Prairie Village, KS 66208January 2, 2008 - December 23, 2011
DEWAAY FINANCIAL NETWORK, LLC
October 11, 2006 - January 2, 2008
M&I FINANCIAL ADVISORS, INC
January 26, 1993 - June 9, 2006
COMMERCE BROKERAGE SERVICES, INC.
March 25, 1987 - February 4, 1991
H & R BLOCK FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2012)
(1/3/2012)
(1/4/2012)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CENTRAL STATES CAPITAL MARKETS, LLC
CRD#: 155291 / SEC#: 801-79295, 8-68711
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLASSEN, MARK K | MEMBER | 6886821 |
| CENTRAL STATES FINANCIAL SERVICES, LLC | HOLDING COMPANY; MEMBER | |
| YOUNG, ROBERT MORRIS JR | CHAIRMAN & CCO | 501297 |
| ADDISON, LAURIE ANNE | CHIEF FINANCIAL OFFICER & FINOP | 7488882 |
| HORTON, MICHAEL ALAN | DIRECTOR, BRANCH MANAGER | 1041106 |
| STEPP, JOHN DANIEL | MANAGING DIRECTOR, CEO; ELECTED MANAGER | 501417 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 27,936,117 |
Disclosures
| Regulatory Event | 6 |
| Criminal | 3 |
Red Flags
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Company Information
CENTRAL STATES CAPITAL MARKETS, LLC
CRD#: 155291Prairie Village, KS 66208TRUST BUT VERIFY
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