Barclay T. Leib

SAND SPRING ADVISORS LLC

Morristown, NJ

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CRD#: 1643589

Professional summary

Barclay Thorndike Leib, who also goes by Barclay T Leib, is a registered financial advisor currently at SAND SPRING ADVISORS LLC located in Morristown, New Jersey.

Barclay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Barclay has worked at 11 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barclay T Leib

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SAND SPRING ADVISORS, LLC, 31 INDEPENDENCE WAY MORRISTOWN NJ 07960 - NATURE: NONDISCRETIONARY ALTERNATIVE DUE DILIGENCE INVESTMENT RESEARCH AND EXPERT WITNESS FOR OUTSIDE CLIENTS (REGISTERED RIA IN STATE OF NJ) - WEBSITE: WWW.SANDSPRING.COM AND WWW.SANDSPRINGLLC.COM - ROLE: PRESIDENT, EXPERT CONSULTANT FOR HIRE ON RETAINER OR BY PROJECT - HRS PER WEEK DURING THE FIRM'S BUSINESS HOURS: 30 - 40 HRS. 2. HETHERINGTON GROUP, 400 RINGWOOD AVENUE WANAQUE, NJ 07465 - NATURE: INVESTIGATIVE SERVICES - WEBSITE: WWW.HETHERINGTONGROUP.COM - ROLE: ON CALL AS AN IN-DEPTH INVESTIGATOR FOR SPECIAL PROJECTS - HRS PER WEEK DURING THE FIRM'S BUSINESS HOURS: 0 - 10 HRS. 3. COOPER FAMILY OFFICE & THEIR FAMILY PENSION PLAN GLOBAL CAPITAL MANAGEMENT - NATURE: NONDISCRETIONARY DUE DILIGENCE RESEARCH FOR HIGH NET WORTH FAMILY OFFICE AND FAMILY OFFICE PENSION - WEBSITE: WWW.COOPERFAMILYOFFICE.COM - ROLE: SENIOR RESEARCH ADVISOR - HRS PER WEEK DURING THE FIRM'S BUSINESS HOURS: 15 -2 0 HOURS. 4. PACIFIC COAST OIL TRUST (SYMBOL: ROYTL), C/O BONY, 601 TRAVIS STREET, 16TH FLOOR, HOUSTON, TX 77002 - NATURE: COURT APPOINTED INTERIM TRUSTEE TO HELP SHEPHERD ANTICIPATED 2024 ARBITRATION IN DISPUTE WITH OPCO ENTITY PCEC REGARDING ARO ISSUES ON OPERATING SANTA BARBARA OIL WELLS - WEBSITE: HTTPS://ROYT.Q4WEB.COM/HOME/DEFAULT.ASPX - ROLE: INTERIM TRUSTEE TO HELP SHEPHERD ANTICIPATED 2024 ARBITRATION LED BY SCOTT & SCOTT, LLP IN DISPUTE WITH OPCO ENTITY PCEC REGARDING ARO ISSUES ON OPERATING SANTA BARBARA OIL WELLS - HRS DURING THE FIRM'S BUSINESS HRS: 10-15 HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barclay Thorndike Leib's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2016 - Present

SAND SPRING ADVISORS LLC

RIA

CRD#: 285591

Morristown, NJ

Past

June 27, 2020 - April 15, 2024

PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672

WHITE PLAINS, NY

Past

September 23, 2016 - July 27, 2018

OLD CITY SECURITIES LLC

CRD#: 171910

NEW YORK, NY

Past

October 30, 2014 - November 12, 2014

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 1, 2014 - November 18, 2014

FORTIGENT, LLC

RIA

CRD#: 138164

ROCKVILLE, MD

Past

December 12, 2006 - March 30, 2007

WESTON FINANCIAL SERVICES LLC

CRD#: 117946

NEW YORK, NY

Past

August 17, 2004 - January 13, 2005

WESTON FINANCIAL SERVICES LLC

CRD#: 117946

NEW YORK, NY

Past

April 16, 1993 - June 29, 1995

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

January 20, 1993 - April 7, 1993

DISCOUNT CORPORATION OF NEW YORK

CRD#: 19757

Past

April 7, 1989 - November 3, 1992

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

August 7, 1987 - October 29, 1987

PAINEWEBBER REAL ESTATE SECURITIES INC.

CRD#: 19736

Past

March 24, 1987 - April 12, 1989

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/17/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/30/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2014

General Securities Representative Examination

Current Firm

SAND SPRING ADVISORS LLC

LEIB, BARCLAY THORNDIKE | SAND SPRING ADVISORS LLC

CRD#: 285591 / SEC#:

New Jersey

Registered Investment Advisory firm - (11/3/2016 Approved)

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Contact information

Main Address

Morristown, NJ

Mailing Address

Phone number

(973) 525-9257

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barclay T. Leib

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barclay Thorndike Leib's CRS (Customer Relationship Summary).

Certified licenses

Experience

PICKWICK CAPITAL PARTNERS, LLC

OLD CITY SECURITIES LLC

LPL FINANCIAL LLC

FORTIGENT, LLC

WESTON FINANCIAL SERVICES LLC

WESTON FINANCIAL SERVICES LLC

BARCLAYS CAPITAL INC.

DISCOUNT CORPORATION OF NEW YORK

GOLDMAN SACHS & CO. LLC

PAINEWEBBER REAL ESTATE SECURITIES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/17/2016

Series 65

Date: 4/30/2014

SIE

Date: 7/27/2018

Series 7

Date: 10/30/2014

Current Firm

SAND SPRING ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

SAND SPRING ADVISORS LLC

TRUST BUT VERIFY

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