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John Stracquadanio

APPIA FINANCIAL SERVICES
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 1643369
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Professional summary


John Stracquadanio is a registered financial professional currently at APPIA FINANCIAL SERVICES located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1995. John has worked at 6 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 57TO, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Stracquadanio's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 29, 2026 - Present

APPIA FINANCIAL SERVICES

Office #1: 200 Vesey Street 24th Floor, New York, NY, 10281
BD
CRD#: 335559
NEW YORK, NY
Past

September 10, 2010 - August 10, 2020

SCOTIA CAPITAL (USA) INC.

BD
CRD#: 2739
NEW YORK, NY
Past

August 25, 1998 - April 22, 2010

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY
Past

July 1, 1998 - July 22, 1998

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

April 28, 1997 - July 1, 1998

ING BARING (U.S.) SECURITIES, INC.

BD
CRD#: 5285
NEW YORK, NY
Past

February 21, 1995 - April 23, 1997

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/28/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/29/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/29/2026
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/29/2026
Securities Trader Exam
General Industry/Product Exam
RR
Series 55
Date: 7/26/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AF
APPIA FINANCIAL SERVICES
APPIA FINANCIAL SERVICES | APPIA FINANCIAL SERVICES, LLC

CRD#: 335559 / SEC#: , 8-71348

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
200 Vesey Street 24th Floor, New York, NY, 10281
Mailing Address
200 Vesey Street 24th Floor, New York, NY, 10281
Phone number
(646) 952-8699
Established
Delaware since 10/25/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
APPIA CAPITAL PARTNERS LLCOWNER
PECKHOLDT, KEITH EDWARDFINANCIAL AND OPERATIONS PRINCIPAL1271599
PICONE, EUGENEVICE PRESIDENT - SECURITIES LENDING4997432
ROTHBAUM, BRAD ANDERSCHIEF COMPLIANCE OFFICER1802673
STRACQUADANIO, JOHNCHIEF EXECUTIVE OFFICER1643369

Red Flags


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Company Information


APPIA FINANCIAL SERVICES

CRD#: 335559New York, NY 10281

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