Ronald W. Whited

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CRD#: 1643066

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Wayne Whited, who also goes by Ronald W Whited, was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1987. Ronald had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ronald W Whited

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

CHESAPEAKE, VA

Past

September 24, 1991 - January 3, 2007

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

CHESAPEAKE, VA

Past

May 29, 1991 - May 30, 2008

FFP SECURITIES, INC.

CRD#: 16337

CHESAPEAKE, VA

Past

April 18, 1990 - May 16, 1991

MARION BASS SECURITIES CORPORATION

CRD#: 7961

CHARLOTTE, NC

Past

November 3, 1987 - October 4, 1989

MARION BASS SECURITIES CORPORATION

CRD#: 7961

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHTRAK ADVISORS

WEALTHTRAK ADVISORS | WEALTHTRAK CAPITAL MANAGEMENT, L.L.C. | WEALTHTRAK CAPITAL MANAGEMENT

CRD#: 160057 / SEC#: 801-123640

RIA

Registered Investment Advisory firm - (4/7/2022 Approved)

Florida

Registered Investment Advisory firm - (4/11/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (4/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Virginia

Registered Investment Advisory firm - (4/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/15/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/6/1991

General Securities Principal Examination

Current Firm

WEALTHTRAK ADVISORS

WEALTHTRAK ADVISORS | WEALTHTRAK CAPITAL MANAGEMENT, L.L.C. | WEALTHTRAK CAPITAL MANAGEMENT

CRD#: 160057 / SEC#: 801-123640

RIA

Registered Investment Advisory firm - (4/7/2022 Approved)

Florida

Registered Investment Advisory firm - (4/11/2022 Terminated)

North Carolina

Registered Investment Advisory firm - (4/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/11/2022 Terminated)

Virginia

Registered Investment Advisory firm - (4/12/2022 Terminated)

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Contact information

Main Address

272 Bendix Road Suite 130, Virginia Beach, VA 23452

Mailing Address

Phone number

(757) 523-1250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHTRAK CAPITAL MANAGEMENT ADV BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	714
AUM (Assets Under Management)	$ 164,611,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald W. Whited

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WEALTHTRAK ADVISORS

WEALTHTRAK ADVISORS

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

MARION BASS SECURITIES CORPORATION

MARION BASS SECURITIES CORPORATION

Primary Firm SEC Registration

WEALTHTRAK ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/15/1991

Series 63

Date: 6/4/1987

Series 7

Date: 6/20/1987

Series 24

Date: 8/6/1991

Current Firm

WEALTHTRAK ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHTRAK ADVISORS

TRUST BUT VERIFY

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