SH
Scott A. Householder
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
Scottsdale, AZ 85260
Some features on this profile are disabled
CRD#: 1643023
SH
Professional summary
Scott Allen Householder is a registered financial advisor currently at HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS located in Scottsdale, Arizona and LPL FINANCIAL LLC located in Scottsdale, Arizona.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/17/2013: HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 10% OF TIME SPENT. 2. 10/21/2013: HOUSEHOLDER GROUP - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 10% OF TIME SPENT - AGENT. 3. 10/29/2013: HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - 100% OF TIME SPENT - (HYBRID) IAR. 4. 11/5/2015 - Leadership Services - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - CEO - Started 12/04/2014 - 25 Hours Per Month During Securities Trading 5. 11/2/2017 - HHS - Investment Related - 8985 E Bell Rd, Scottsdale, AZ 85260 - Real Estate Rental - 5 Hours Per Month/1 Hour During Securities Trading - Collect Office Rent. 6. 7/12/2018 - Householder Group of Denver, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 08/01/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 7. 5/30/2019 - Householder Group of Antelope Valley - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/29/2019 - 10 Hours Per Month During Securities Trading. 8. 6/4/2020 - SB Group, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent Started 01/01/2020 - 10 Hours Per Month/0 During Securities Trading. 9. 9/22/2020 - HOUSEHOLDER GROUP COACHELLA VALLEY LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/28/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 10. 9/22/2020 - HOUSEHOLDER GROUP DFW LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/07/2018 - 5 Hours Per Month/0 Hours During Securities Trading. 11. 9/23/2020 - Householder Group Estate & Retirement Specialists - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/20/2013 - 100 Hours Per Month/3 Hours During Securities Trading - I provide investment advisory services through Householder Group Estate & Retirement Specialists, an independent investment advisor firm. I started this business activity in 09/2013. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12. 3/31/2021 - Householder Group New Mexico, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 13. 3/31/2021 - Householder Group Orange County - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 14. 3/31/2021 - Householder Group Tucson - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 15. 3/31/2021 - Householder Group New Mexico - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 16. 12/13/2021 - Householder Group Houston, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2022 - 5 Hours Per Month/0 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Allen Householder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2014 - Present
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
Office #1: 8985 E. Bell Road, Scottsdale, AZ 85260RIA
CRD#: 169045
Scottsdale, AZ
Current
October 18, 2013 - Present
LPL FINANCIAL LLC
Office #1: 8985 East Bell Road, Scottsdale, AZ 85260RIA
BD
CRD#: 6413
Scottsdale, AZ
Past
December 22, 2020 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
SCOTTSDALE, AZ
Past
April 27, 2016 - December 31, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
SCOTTSDALE, AZ
Past
September 4, 2009 - December 9, 2013
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
RIA
CRD#: 149564
SCOTTSDALE, AZ
Past
July 31, 2009 - October 16, 2013
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
KNOXVILLE, TN
Past
October 31, 2005 - July 28, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
SCOTTSDALE, AZ
Past
June 6, 2001 - August 18, 2009
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 107773
SCOTTSDALE, AZ
Past
May 28, 1996 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
March 25, 1987 - November 24, 1995
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 25, 1987 - November 24, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HG
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
AMERICAN FINANCIAL SERVICES | TAX AND INVESTMENT ADVOCATES | STREFF FINANCIAL GROUP | RUSSO FINANCIAL MANAGEMENT | RIDLEY WEALTH STRATEGIES | NICKELS WEALTH MANAGEMENT | MONEY AND MINDFULNESS | MASSEY FINANCIAL SERVICES, LLC DBA MASSEY FINANCIAL SERVICES | LUNCEFORD PRIVATE WEALTH MANAGEMENT | L.H. NICKELS WEALTH MANAGEMENT | KIDWELL & COMPANY, INC | KAVE FAMILY FINANCIAL | KAVE FAMILY INSURANCE | IRA SPECIALISTS | HOUSEHOLDER GROUP OF TEXAS | HOUSEHOLDER GROUP OF ORANGE COUNTY | HOUSEHOLDER GROUP OF NEW MEXICO | HOUSEHOLDER GROUP OF DENVER | HOUSEHOLDER GROUP OF COLORADO SPRINGS | HOUSEHOLDER GROUP FINANCIAL ADVISORS | HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | HOUSEHOLDER GROUP DFW | HOUSEHOLDER GROUP COACHELLA VALLEY | HOUSEHOLDER GROUP ANTELOPE VALLEY | HOUSEHOLDER FINANCIAL ADVISORS LLC | HILL FINANCIAL PLANNING | HERITAGE WEALTH MANAGEMENT | CICHON FINANCIAL SERVICES
CRD#: 169045 / SEC#: 801-78565
RIA
Registered Investment Advisory firm - (9/20/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/27/2016)
RR
Alaska(11/19/2015)
RR
Arizona(1/6/2014)
IAR
Arizona(1/6/2014)
RR
Arkansas(3/25/2014)
RR
California(3/18/2014)
RR
Colorado(3/24/2014)
RR
Connecticut(3/18/2014)
RR
Delaware(6/25/2014)
RR
District of Columbia(5/3/2016)
RR
Florida(3/18/2014)
RR
Georgia(3/18/2014)
RR
Hawaii(3/4/2015)
RR
Idaho(3/19/2014)
RR
Illinois(4/7/2014)
RR
Indiana(3/27/2014)
RR
Iowa(3/4/2015)
RR
Kansas(3/19/2014)
RR
Kentucky(3/20/2014)
RR
Louisiana(1/28/2016)
RR
Maine(4/27/2016)
RR
Maryland(3/20/2014)
RR
Massachusetts(7/17/2014)
RR
Michigan(3/19/2014)
RR
Minnesota(3/18/2014)
RR
Mississippi(4/27/2016)
RR
Missouri(3/19/2014)
RR
Montana(3/20/2014)
RR
Nebraska(5/3/2016)
RR
Nevada(3/21/2014)
RR
New Hampshire(12/1/2015)
RR
New Jersey(6/24/2014)
RR
New Mexico(3/18/2014)
RR
New York(3/18/2014)
RR
North Carolina(3/18/2014)
RR
North Dakota(3/4/2015)
RR
Ohio(3/18/2014)
RR
Oklahoma(3/18/2014)
RR
Oregon(4/22/2014)
RR
Pennsylvania(3/18/2014)
RR
Puerto Rico(3/1/2022)
RR
Rhode Island(5/3/2016)
RR
South Carolina(7/14/2015)
RR
South Dakota(3/27/2014)
RR
Tennessee(3/22/2022)
RR
Texas(3/31/2014)
IAR
Texas(8/3/2015)
RR
Utah(3/19/2014)
RR
Vermont(5/3/2016)
RR
Virgin Islands(3/1/2022)
RR
Virginia(3/18/2014)
RR
Washington(4/18/2014)
RR
West Virginia(4/9/2014)
RR
Wisconsin(3/17/2014)
RR
Wyoming(6/24/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HG
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
AMERICAN FINANCIAL SERVICES | TAX AND INVESTMENT ADVOCATES | STREFF FINANCIAL GROUP | RUSSO FINANCIAL MANAGEMENT | RIDLEY WEALTH STRATEGIES | NICKELS WEALTH MANAGEMENT | MONEY AND MINDFULNESS | MASSEY FINANCIAL SERVICES, LLC DBA MASSEY FINANCIAL SERVICES | LUNCEFORD PRIVATE WEALTH MANAGEMENT | L.H. NICKELS WEALTH MANAGEMENT | KIDWELL & COMPANY, INC | KAVE FAMILY FINANCIAL | KAVE FAMILY INSURANCE | IRA SPECIALISTS | HOUSEHOLDER GROUP OF TEXAS | HOUSEHOLDER GROUP OF ORANGE COUNTY | HOUSEHOLDER GROUP OF NEW MEXICO | HOUSEHOLDER GROUP OF DENVER | HOUSEHOLDER GROUP OF COLORADO SPRINGS | HOUSEHOLDER GROUP FINANCIAL ADVISORS | HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC | HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | HOUSEHOLDER GROUP DFW | HOUSEHOLDER GROUP COACHELLA VALLEY | HOUSEHOLDER GROUP ANTELOPE VALLEY | HOUSEHOLDER FINANCIAL ADVISORS LLC | HILL FINANCIAL PLANNING | HERITAGE WEALTH MANAGEMENT | CICHON FINANCIAL SERVICES
CRD#: 169045 / SEC#: 801-78565
RIA
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Contact information
Main Address
8985 E. Bell Road, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 604-0600
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,804 |
| AUM (Assets Under Management) | $ 277,447,180 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS
CRD#: 169045Scottsdale, AZ 85260TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
