Duke Paterson Cope
CFP®Professional Summary
Duke Paterson Cope, CFP®, who also goes by Duke Paterson Cope, Pat Cope, is a registered financial advisor currently at COPE PRIVATE WEALTH located in Birmingham, Alabama. Duke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Duke has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Duke Paterson Cope, Pat Cope
Similar Advisors
PJT PARTNERS LP
D.A. DAVIDSON & CO.
SOUND INCOME STRATEGIES, LLC
J.P. MORGAN SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PJT PARTNERS LP
D.A. DAVIDSON & CO.
SOUND INCOME STRATEGIES, LLC
J.P. MORGAN SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PJT PARTNERS LP
D.A. DAVIDSON & CO.
SOUND INCOME STRATEGIES, LLC
J.P. MORGAN SECURITIES LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PJT PARTNERS LP
D.A. DAVIDSON & CO.
SOUND INCOME STRATEGIES, LLC
J.P. MORGAN SECURITIES LLC
Credentials
Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PJT PARTNERS LP
D.A. DAVIDSON & CO.
SOUND INCOME STRATEGIES, LLC
J.P. MORGAN SECURITIES LLC
Current Firm
COPE PRIVATE WEALTH | D. PATERSON COPE WEALTH MANAGEMENT LLC
Contact Information
Main Address
2000 Southbridge Parkway Suite 625, Birmingham, AL 35209Phone Number
(205) 223-3625# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
300AUM (Assets Under Management)
$88,000,000Similar Advisors
PJT PARTNERS LP
D.A. DAVIDSON & CO.
SOUND INCOME STRATEGIES, LLC
J.P. MORGAN SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PJT PARTNERS LP
D.A. DAVIDSON & CO.
SOUND INCOME STRATEGIES, LLC
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
(11/17/2020)
(1/5/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
PJT PARTNERS LP
D.A. DAVIDSON & CO.
SOUND INCOME STRATEGIES, LLC
J.P. MORGAN SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Duke Paterson Cope's CRS (Customer Relationship Summary).
Similar Advisors
PJT PARTNERS LP
D.A. DAVIDSON & CO.
SOUND INCOME STRATEGIES, LLC
J.P. MORGAN SECURITIES LLC