Diahann W. Lassus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diahann Wyke Lassus, CFP®, who also goes by Diane/diahann Wyke Thomas, Peggy Diane Wike, was a registered financial professional .
Diahann is a previously registered financial professional and started their career in finance in 1993. Diahann had worked at 1 firm and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1986
Experience
January 19, 1993 - January 29, 2021
LASSUS WHERLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 2
Date: 10/1/1992
Non-Member General Securities ExaminationCurrent Firm
LASSUS WHERLEY
CRD#: 110924 / SEC#: 801-27567
Contact information
Red Flags
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