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JH

James T. Hunter

Some features on this profile are disabled
CRD#: 1642609
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Terrance Hunter, who also goes by James T Hunter, James Terrance Hunter Jr, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2002. James had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James T Hunter | James Terrance Hunter Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 6, 2005 - January 3, 2013

MUFSON HOWE HUNTER & PARTNERS LLC

BD
CRD#: 132353
PHILADELPHIA, PA
Past

April 17, 2002 - July 18, 2002

TD WEALTH MANAGEMENT SERVICES INC.

BD
CRD#: 6940
PHILADELPHIA, PA
Past

April 17, 2002 - August 20, 2002

COMMERCE CAPITAL INVESTMENTS, INC.

BD
CRD#: 104163
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/12/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/13/2004
General Securities Principal Examination

Current Firm

MH
MUFSON HOWE HUNTER & PARTNERS LLC
MUFSON HOWE HUNTER & PARTNERS LLC

CRD#: 132353 / SEC#: , 8-66587

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
1717 Arch Street 39th Floor, Philadelphia, PA 19103
Mailing Address
1717 Arch Street 39th Floor, Philadelphia, PA 19103
Phone number
(215) 399-5410
Established
Delaware since 10/14/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MUFSON HOWE HUNTER & COMPANY LLC (MHH&CO)INVESTING MEMBER
ECK, BRANDON KURTGENERAL SECURITIES PRINCIPAL4182691
MUFSON, MICHAEL JPRESIDENT, COO AND CHIEF COMPLIANCE OFFICER1215614
SIPKIN, JOSEPH GARYFINOP1334813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUFSON HOWE HUNTER & PARTNERS LLC

CRD#: 132353

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