Jonathan T. Mcdermott
Professional summary
Jonathan Thomas Mcdermott was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jonathan is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Jonathan had worked at 15 firms, which includes HALCYON CABOT PARTNERS LTD., AUSDAL FINANCIAL PARTNERS INC., HILLTOP SECURITIES INC., ARJENT LTD., DIRKS & COMPANY INC., ACCESS FINANCIAL GROUP INC., FIDELITY BROKERAGE SERVICES LLC, RODMAN & RENSHAW INC., SCHNEIDER SECURITIES INC., KIDDER PEABODY & CO. INCORPORATED, UBS FINANCIAL SERVICES INC., DREXEL BURNHAM LAMBERT INCORPORATED, LEHMAN BROTHERS INC., THOMSON MCKINNON SECURITIES INC., PRINCETON AMERICAN EQUITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2011 - July 22, 2014
HALCYON CABOT PARTNERS, LTD.
March 29, 2007 - July 5, 2007
AUSDAL FINANCIAL PARTNERS, INC.
June 14, 2004 - April 5, 2005
HILLTOP SECURITIES INC.
November 13, 2003 - May 13, 2004
ARJENT LTD.
October 16, 2000 - April 17, 2002
ARJENT LTD.
August 3, 1999 - January 4, 2000
ARJENT LTD.
June 4, 1998 - October 16, 1998
ARJENT LTD.
February 13, 1998 - June 11, 1998
DIRKS & COMPANY, INC.
September 8, 1995 - May 14, 1997
ACCESS FINANCIAL GROUP, INC.
September 30, 1993 - November 7, 1994
FIDELITY BROKERAGE SERVICES LLC
August 7, 1993 - October 18, 1993
RODMAN & RENSHAW INC.
January 3, 1992 - July 2, 1993
SCHNEIDER SECURITIES, INC.
June 3, 1991 - January 16, 1992
KIDDER, PEABODY & CO. INCORPORATED
September 20, 1989 - February 5, 1990
UBS FINANCIAL SERVICES INC.
July 27, 1988 - June 5, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
March 30, 1988 - August 22, 1988
LEHMAN BROTHERS INC.
February 16, 1988 - April 7, 1988
THOMSON MCKINNON SECURITIES INC.
December 22, 1987 - February 2, 1988
PRINCETON AMERICAN EQUITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HALCYON CABOT PARTNERS, LTD.
CRD#: 32664 / SEC#: , 8-28702
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
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