GH
Gregg A. Hews
PARK AVENUE SECURITIES LLC
Troy, OH 45373
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CRD#: 1642502
GH
Professional summary
Gregg A Hews, who also goes by Gregg Alexander Hews, Gregg A Hews, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Troy, Ohio.
Gregg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Gregg has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregg Alexander Hews | Gregg A Hews
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Hews Financial Services
Hews Financial Services; for sale and servicing of life, di, ltc, medical, group products and fixed annuities
Start: 06/01/1984
Address: 7620 Winding Way S.
Tipp City, OH 45371
Hrs per month - tot/bus: 10/5
Investment related
CRS (Client Relationship Summary) - RIA
Click below to view Gregg A Hews's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Gregg A Hews's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2018 - Present
PARK AVENUE SECURITIES LLC
Office #1: 80 S. Plum Street, Troy, OH 45373RIA
BD
CRD#: 46173
Troy, OH
Current
April 9, 2018 - Present
PARK AVENUE SECURITIES LLC
Office #1: 80 S. Plum Street, Troy, OH 45373RIA
BD
CRD#: 46173
Troy, OH
Past
November 30, 2016 - February 7, 2018
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
CINCINNATI, OH
Past
October 19, 2016 - February 7, 2018
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
CINCINNATI, OH
Past
September 20, 2013 - October 17, 2016
SOUTHEAST INVESTMENTS, N.C., INC.
BD
CRD#: 43035
CHARLOTTE, NC
Past
June 8, 2005 - September 16, 2013
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
TIPP CITY, OH
Past
June 12, 2003 - September 16, 2013
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
TIPP CITY, OH
Past
February 15, 1989 - June 11, 2003
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
January 11, 1989 - May 13, 1997
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
BD
CRD#: 647
WORCESTER, MA
Past
July 27, 1987 - December 31, 1988
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(2/6/2020)
IAR
Indiana(2/7/2020)
RR
Maine(4/10/2018)
IAR
Maine(5/9/2018)
RR
Montana(8/17/2021)
RR
Ohio(4/9/2018)
IAR
Ohio(5/8/2018)
RR
South Carolina(1/19/2021)
IAR
South Carolina(1/19/2021)
RR
Texas(5/30/2024)
IAR
Texas(6/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Troy, OH 45373TRUST BUT VERIFY
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