James Malwitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Malwitz, who also goes by James Robert Malwitz, Mouse Malwitz, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2013 - December 18, 2018
KEY WEST INVESTMENTS, LLC
January 11, 2013 - August 2, 2013
SPENCER EDWARDS, INC.
December 8, 2006 - December 31, 2012
WORLD TRADE FINANCIAL CORPORATION
March 28, 2002 - December 11, 2006
J.P. TURNER & COMPANY, L.L.C.
January 19, 1995 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
March 13, 1990 - January 31, 1995
H.J. MEYERS & CO., INC.
June 23, 1987 - March 6, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
KEY WEST INVESTMENTS, LLC
CRD#: 149418 / SEC#: , 8-68166
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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