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Michael Kevin Power

CRD# 1642257·Registered 1987 - 2016
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Kevin Power was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1987 - 2016. Michael had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

WHITAKER SECURITIES LLC·CRD# 121465
BD
Juno Beach, FL
March 21, 2014 - May 12, 2016
BGC FINANCIAL, L.P.·CRD# 19801
BD
Palm Beach Gardens, FL
May 4, 2010 - February 7, 2014
TULLETT PREBON FINANCIAL SERVICES LLC·CRD# 28196
BD
Palm Beach Gardens, FL
June 29, 2009 - May 24, 2010
PREBON FINANCIAL PRODUCTS INC.·CRD# 29551
BD
Palm Beach Gardens, FL
April 27, 2007 - January 6, 2010
CHAPDELAINE CORPORATE SECURITIES & CO·CRD# 23741
BD
Palm Beach Gardens, FL
April 11, 1997 - May 17, 2007
HILLIARD FARBER SECURITIES CORP.·CRD# 18504
BD
New York, NY
November 13, 1990 - April 2, 1997
DEALERWEB LLC·CRD# 19662
BD
Jersey City, NJ
November 13, 1990 - April 2, 1997
INTERCAPITAL GOVERNMENT SECURITIES INC.·CRD# 19710
BD
New York, NY
February 16, 1989 - October 25, 1990
DEALERWEB LLC·CRD# 19662
BD
Jersey City, NJ
August 19, 1987 - January 9, 1989
HILLIARD FARBER SECURITIES CORP.·CRD# 18504
BD
New York, NY
May 7, 1987 - January 9, 1989

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Current Firm

WS
WHITAKER SECURITIES LLC

QUEST BROKERS | WHITAKER SECURITIES LLC

CRD#: 121465 / SEC#: 8-65419
BD
Terminated by SEC on 09/16/2023

Contact Information

Established

Delaware since 05/13/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
NICOSIA, ROSALIE MARGARETCHIEF COMPLIANCE OFFICER, CRCP4239124

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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