Lawrence M. Lowman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Minetree Lowman, who also goes by Larry Lowman, Lawrence M Lowman, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1987. Lawrence had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2008 - December 31, 2008
IRONSTONE SECURITIES, INC.
October 2, 2006 - March 1, 2013
FIRST CITIZENS INVESTOR SERVICES, INC.
October 2, 2006 - April 3, 2009
IRONSTONE SECURITIES, INC.
October 2, 2006 - March 1, 2013
FIRST CITIZENS INVESTOR SERVICES, INC.
November 23, 1998 - September 29, 2006
JBS LIBERTY SECURITIES, INC.
May 18, 1994 - September 29, 2006
JBS LIBERTY SECURITIES, INC.
February 17, 1994 - April 15, 1994
UVEST FINANCIAL SERVICES GROUP, INC.
August 12, 1987 - February 8, 1994
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IRONSTONE SECURITIES, INC.
CRD#: 130335 / SEC#: , 8-66333
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BLACK, KENNETH ALEXANDER | DIRECTOR | 2989066 |
| BOGACZYK, STEVEN FRED | CFO, DIRECTOR | 2469749 |
| CREEKMAN, JAMES ERVIN | DIRECTOR | 2989069 |
| HOLDING, FRANK BROWN JR | DIRECTOR | 2989068 |
| JONES, HIRAM RAMSEY II | PRESIDENT | 1876061 |
| LOWMAN, LAWRENCE MINETREE | DIRECTOR OF COMPLIANCE; CHIEF COMPLIANCE OFFICER | 1642166 |
| YOCHEM, CAROL BLADE | DIRECTOR | 1254414 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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