Stephen L. Eckhardt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Lloyd Eckhardt was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1987. Stephen had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2008 - December 31, 2017
HINES WARNER WEALTH MANAGEMENT, LLC
December 20, 2002 - December 17, 2008
MCGEE WEALTH MANAGEMENT, INC.
January 25, 1999 - May 27, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 11, 1997 - November 16, 1998
MORGAN STANLEY DW INC.
July 31, 1993 - May 23, 1997
CITIGROUP GLOBAL MARKETS INC.
November 25, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
January 3, 1989 - October 25, 1991
PRUDENTIAL EQUITY GROUP, LLC
March 25, 1987 - January 21, 1989
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
HINES WARNER WEALTH MANAGEMENT, LLC
CRD#: 145662 / SEC#: 801-71085
Contact information
Red Flags
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