Manuel Dopazo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Dopazo was a registered financial advisor .
Manuel is a previously registered financial advisor and started their career in finance in 1987. Manuel had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2014 - February 5, 2015
COINBASE CAPITAL MARKETS CORP
September 29, 2006 - June 2, 2014
CANTELLA & CO., INC.
July 20, 2006 - June 2, 2014
CANTELLA & CO., INC.
January 28, 2002 - July 6, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 19, 1997 - September 17, 2001
BNY MELLON SECURITIES CORPORATION
October 5, 1992 - February 16, 1994
FLEET ENTERPRISES, INC.
February 1, 1990 - October 10, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
May 19, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
May 19, 1987 - April 18, 1990
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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