James C. Ackerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Curtis Ackerman, who also goes by James Ackerman, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1987. James had worked at 3 firms and has passed the Series 63, Series 3, Series 7, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2007 - December 31, 2013
SLOAN INVESTMENT ADVISORS LLC
July 24, 1987 - May 10, 2012
SLOAN SECURITIES CORP.
April 22, 1987 - July 21, 1987
COMMUNITY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SLOAN INVESTMENT ADVISORS LLC
CRD#: 141993 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
