Lisa H. Reed
NEUBERGER BERMAN BD LLC | Managing Director
LA CANADA FLINTRIDGE, CA
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CRD#: 1641906
Professional summary
Lisa Huntley Reed, who also goes by Lisa Jeannine Huntley, Lisa Reed, is a registered financial advisor currently at NEUBERGER BERMAN BD LLC located in La Canada Flintridge, California.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Lisa has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
For over three decades, I have managed a client-focused wealth management practice designed to deliver customized investment solutions and exceptional, highly personalized service to individual and institutional clients. With more than 30 years of industry experience in the U.S. and Europe, formerly as a senior portfolio manager and, today, as a relationship manager, I offer in-depth knowledge of the global market environment and investing, as well as a unique understanding of my clients’ diverse financial needs. Lisa H. Reed, Managing Director, joined the firm in 1998. As a Wealth Advisor, Lisa is responsible for investment management for high net worth individuals, small corporations, foundations and endowments in the greater Los Angeles area. She has broad investment management experience, including working as a senior portfolio manager for institutional pension plan investments. Prior to joining Neuberger Berman in 1998, Ms. Reed was Vice President and Senior Portfolio Manager at Scudder Kemper Investments in Los Angeles for more than ten years. In addition, Ms. Reed spent four years as Supervisor of Operations and Settlements at Morgan Stanley International (London) and Wilshire Associates. Ms. Reed received a BA in International Business from the University of North Carolina at Chapel Hill. She has more than thirty years of investment management experience and is a member of the CFA Institute and the CFA Society of Los Angeles. Ms. Reed was honored to be ranked #28 on Barron's 2022 Top 100 Women Financial Advisors in the nation, which marked her fifth straight year on the list. She also ranked #80 on Barron’s 2021 Top 100 Independent Advisors ranking. Additionally, for the fifth straight year, she ranked on Barron’s 2022 Top 1,200 Financial Advisors in the nation at #63 in California. In 2014, Ms. Reed was honored by California State Senator Carol Liu with the Pathways: Women Mean Business award for Outstanding Corporate Woman for her exceptional contribution to the greater good of the economy and the community through advancing business, economic vitality, diversity and quality of life.
Question & Answer
What are your service offerings?
Trust & estate planning
Trading individual securities
Philanthropic services
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Lisa Jeannine Huntley | Lisa Reed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Huntley Reed's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lisa Huntley Reed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
1979 - 1982
Experience
Current
March 29, 1999 - Present
NEUBERGER BERMAN BD LLC
Office #2: 10100 Santa Monica Boulevard Suite 975, Los Angeles, CA 90067RIA
BD
CRD#: 2908
LA CANADA FLINTRIDGE, CA
Current
September 15, 1998 - Present
NEUBERGER BERMAN BD LLC
Office #1: 10100 Santa Monica Boulevard Suite 975, Los Angeles, CA 90067RIA
BD
CRD#: 2908
Los Angeles, CA
Past
June 17, 1988 - September 16, 1998
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
Past
March 31, 1987 - October 10, 1987
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/8/2013)
RR
Arizona(3/25/1999)
RR
California(9/15/1998)
IAR
California(3/29/1999)
RR
Colorado(11/4/2009)
RR
Connecticut(9/5/2014)
RR
Delaware(3/7/2002)
RR
Florida(3/15/2005)
RR
Georgia(9/5/2024)
RR
Hawaii(6/24/2009)
RR
Idaho(2/20/2009)
RR
Illinois(11/14/2024)
RR
Indiana(4/28/2015)
RR
Iowa(4/9/2020)
RR
Maine(5/5/2021)
RR
Maryland(12/27/2018)
RR
Massachusetts(3/2/2017)
RR
Missouri(7/30/2024)
RR
Nevada(2/5/2008)
RR
New Jersey(6/12/2020)
RR
New Mexico(6/1/2016)
RR
New York(3/24/1999)
IAR
New York(3/26/2021)
RR
North Carolina(4/12/1999)
RR
Oklahoma(3/20/2019)
RR
Oregon(6/22/2012)
RR
Pennsylvania(4/7/2020)
RR
Texas(10/21/2003)
RR
Utah(7/19/2019)
RR
Vermont(7/17/2020)
RR
Virginia(4/30/2008)
RR
Washington(1/17/2014)
RR
Wyoming(5/5/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NEUBERGER BERMAN BD LLC
NEUBERGER & BERMAN | NEUBERGER BERMAN, LLC | NEUBERGER BERMAN LLC | NEUBERGER BERMAN BD LLC | NEUBERGER & BERMAN, LLC
CRD#: 2908 / SEC#: 801-3908, 8-1068
RIA
Registered Investment Advisory firm - SEC (1/26/1966 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1290 Avenue Of The Americas, New York, NY 10104
Mailing Address
1290 Avenue Of The Americas, New York, NY 10104
Phone number
(212) 476-9000
Established
Delaware since 11/01/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,058
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 20 |
| Arbitration | 5 |
Red Flags
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Company Information
NEUBERGER BERMAN BD LLC
Managing DirectorCRD#: 2908La Canada Flintridge, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
