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Pascal Luc Cellier

CRD# 1641569·Registered 1987 - 2017
Previously Registered: Being a previously registered professional could mean that Pascal is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Pascal Luc Cellier, who also goes by Pascal Lvc Cellier, was a registered financial advisor. Pascal was a previously registered financial professional and started their career in finance 1987 - 2017. Pascal had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Pascal Lvc Cellier

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SEAPORT GLOBAL SECURITIES LLC·CRD# 116270
BD
New York, NY
January 9, 2017 - June 15, 2017
CRT CAPITAL GROUP LLC·CRD# 28830
BD
New York, NY
October 27, 2015 - June 30, 2016
THE BUCKINGHAM RESEARCH GROUP INCORPORATED·CRD# 13233
BD
New York, NY
February 25, 2014 - July 30, 2015
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
New York, NY
October 18, 2011 - February 24, 2014
CARIS & COMPANY, INC.·CRD# 104235
BD
New York, NY
June 15, 2009 - October 17, 2011
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
New York, NY
April 20, 2009 - May 19, 2009
SOLEIL SECURITIES CORPORATION·CRD# 124737
BD
New York, NY
December 8, 2003 - December 12, 2008
LOUIS CAPITAL MARKETS, LLC·CRD# 48013
BD
Paris
April 2, 2002 - November 7, 2002
HAMBRECHT & QUIST LLC·CRD# 940
BD
San Francisco, CA
April 8, 1996 - October 5, 1998
MONTGOMERY SECURITIES·CRD# 4357
BD
San Francisco, CA
August 19, 1991 - October 9, 1995
CONNING INTERNATIONAL, INC.·CRD# 18371
BD
May 2, 1988 - October 25, 1990
CONNING INTERNATIONAL LIMITED PARTNERSHIP·CRD# 8283
BD
September 18, 1987 - April 14, 1988

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Current Firm

SG
SEAPORT GLOBAL SECURITIES LLC

PERICLES CAPITAL | SP CREDIT DIRECT LLC | SEAPORT RESEARCH PARTNERS | SEAPORT GLOBAL SECURITIES LLC | SEAPORT GLOBAL | SEA PORT GROUP SECURITIES, LLC

CRD#: 116270 / SEC#: 8-53535
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

360 Madison Ave 22nd Floor, New York, NY 10017

Mailing Address

360 Madison Ave 22nd Floor, New York, NY 10017

Phone Number

(212) 616-7700

Established

Delaware since 05/04/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEAPORT GLOBAL HOLDINGS LLCPARENT COMPANY—
MEAGHER, MICHAEL JEFFERSONCEO1755168
MEYER, MICHAEL JOHNFIXED INCOME TRADING SUPERVISOR1746788
SMITH, STEPHEN CORCORANTREASURER1248750
WITTHAUT, MARKUS CLEMENSFINOP/CCO/CFO/PFO4480831

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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