Catherine F. White

CRD#: 1641544

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Catherine Friend White was a registered financial advisor .

Catherine is a previously registered financial advisor and started their career in finance in 2002. Catherine had worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 22, 2013 - January 10, 2014

FINARC INVESTMENTS, INC.

RIA

CRD#: 166571

NORWOOD, MA

Past

January 1, 2002 - September 24, 2013

FINARC LLC

RIA

CRD#: 107487

NEEDHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINARC INVESTMENTS, INC.

CRD#: 166571 / SEC#: 801-110450

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

New York

Registered Investment Advisory firm - (4/27/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/27/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FINARC INVESTMENTS, INC.

CRD#: 166571 / SEC#: 801-110450

RIA

Registered Investment Advisory firm - (4/21/2017 Approved)

New York

Registered Investment Advisory firm - (4/27/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/27/2017 Terminated)

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Contact information

Main Address

3 Edgewater Drive Suite 301, Norwood, MA 02062

Mailing Address

Phone number

(781) 762-8080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINARC INVESTMENTS, INC. ADV PART 2 BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	382
AUM (Assets Under Management)	$ 174,774,427

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Catherine F. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FINARC INVESTMENTS, INC.

FINARC LLC

Primary Firm SEC Registration

FINARC INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Current Firm

FINARC INVESTMENTS, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINARC INVESTMENTS, INC.

TRUST BUT VERIFY

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