John C. Bivona
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Bivona was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1991 - February 24, 1992
A.J. MICHAELS & CO., LTD.
May 7, 1991 - May 28, 1991
PAULSON INVESTMENT COMPANY LLC
April 17, 1990 - January 28, 1991
KOCHCAPITAL
February 16, 1990 - September 13, 1991
KIMBRIDGE & CO., INC.
September 14, 1989 - February 21, 1990
GLOBAL CAPITAL SECURITIES, INC.
June 13, 1989 - June 23, 1989
WILLIAM M. CADDEN & CO., INC.
May 31, 1989 - August 19, 1989
ESCALATOR SECURITIES, INC.
March 24, 1987 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
A.J. MICHAELS & CO., LTD.
CRD#: 19883 / SEC#: , 8-37891
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
