Howard Evers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Evers, CFP® was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1987. Howard had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2014 - July 9, 2021
NATIONAL FINANCIAL SERVICES LLC
September 19, 2012 - May 28, 2014
STRATEGIC ADVISERS LLC
September 28, 2004 - May 27, 2014
FIDELITY BROKERAGE SERVICES LLC
December 18, 2002 - December 19, 2003
VERAVEST INVESTMENTS, INC.
December 12, 2000 - December 6, 2001
HORNOR, TOWNSEND & KENT, LLC
December 2, 1996 - November 16, 2000
PRUCO SECURITIES, LLC.
February 20, 1995 - July 21, 1995
MONY SECURITIES CORPORATION
March 5, 1994 - October 24, 1994
METROPOLITAN LIFE INSURANCE COMPANY
March 5, 1994 - October 24, 1994
MSI FINANCIAL SERVICES, INC.
May 19, 1993 - January 20, 1994
PRUCO SECURITIES, LLC.
April 3, 1987 - January 20, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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