Jeffrey R. Notaro

NOTARO WEALTH ADVISORY

New York, NY

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CRD#: 1641209

Professional summary

Jeffrey Richard Notaro is a registered financial advisor currently at NOTARO WEALTH ADVISORY located in New York, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Richard Notaro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2007 - Present

NOTARO WEALTH ADVISORY

RIA

CRD#: 141275

New York, NY

Past

January 17, 2001 - March 18, 2015

VISION BROKERAGE SERVICES, LLC

CRD#: 47927

NEW YORK, NY

Past

July 31, 1999 - December 31, 2000

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

July 22, 1998 - January 14, 2000

EMPIRE STATE SECURITIES

CRD#: 17549

GREAT NECK, NY

Past

April 6, 1993 - September 25, 1993

WILLIAM & CO. CAPITAL MARKETS LTD.

CRD#: 8382

NY, NY

Past

June 19, 1990 - February 21, 1991

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

December 8, 1987 - April 18, 1989

ADLER COLEMAN & CO., INC.

CRD#: 16104

Past

April 11, 1987 - December 16, 1987

EVANS & CO., INC.

CRD#: 268

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/29/2020)

IAR

New York
(6/8/2021)

IAR

Texas
(5/24/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/18/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/1998

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/25/1992

National Commodity Futures Examination

Principal/Supervisory Exam

Series 4

Date: 1/23/1999

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/3/1998

General Securities Principal Examination

Current Firm

NOTARO WEALTH ADVISORY

NOTARO WEALTH ADVISORY | VECTOR ASSET MANAGEMENT LLC

CRD#: 141275 / SEC#: 801-134533

Illinois

Registered Investment Advisory firm - (12/7/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (9/28/2020 Approved)

New Jersey

Registered Investment Advisory firm - (11/14/2008 Terminated)

New York

Registered Investment Advisory firm - (1/22/2007 Approved)

Texas

Registered Investment Advisory firm - (5/24/2007 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Tokyo

Mailing Address

24736 Highway 408, Cambridge Springs, PA 16403

Phone number

+1 (212) 859-0280

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VECTOR DISCLOSURE BROCHURE AND SUPPLEMENT (2/18/2026)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 9,512,645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey R. Notaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Richard Notaro's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOTARO WEALTH ADVISORY

VISION BROKERAGE SERVICES, LLC

FISERV INVESTOR SERVICES, INC.

EMPIRE STATE SECURITIES

WILLIAM & CO. CAPITAL MARKETS LTD.

SCHONFELD SECURITIES, LLC

ADLER COLEMAN & CO., INC.

EVANS & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2004

Series 63

Date: 7/22/1998

SIE

Date: 3/18/2015

Series 7

Date: 6/13/1998

Series 3

Date: 6/25/1992

Series 4

Date: 1/23/1999

Series 24

Date: 12/3/1998

Current Firm

NOTARO WEALTH ADVISORY

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NOTARO WEALTH ADVISORY

TRUST BUT VERIFY

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