Laura C. Mccue

WHITE OAK FINANCIAL MANAGEMENT,

Asheville, NC 28803

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CRD#: 1641155

Professional summary

Laura Cummings Mccue is a registered financial advisor currently at WHITE OAK FINANCIAL MANAGEMENT, INC located in Asheville, North Carolina.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Laura has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INVOLVEMENT AS AN INDEPENDENT INSURANE AGENT OFFERING LIFE INSURANCE, FIXED ANNUITIES, AND LONG TERM CARE INSURANCE / ASHEVILLE, NC / APPROVED JULY 2, 2004/ 1 HR. PER MONTH / 0 HRS. DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Cummings Mccue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2008 - Present

WHITE OAK FINANCIAL MANAGEMENT, INC

Office #1: 1270 Hendersonville Road Suite #4, Asheville, NC 28803

RIA

CRD#: 142615

Asheville, NC

Past

November 26, 2003 - October 12, 2007

LPL FINANCIAL LLC

RIA

CRD#: 6413

ASHEVILLE, NC

Past

March 14, 2003 - October 12, 2007

LPL FINANCIAL LLC

CRD#: 6413

ASHEVILLE, NC

Past

June 15, 2002 - April 7, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 14, 1998 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

September 14, 1993 - December 15, 1998

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

March 24, 1987 - September 21, 1993

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHITE OAK FINANCIAL MANAGEMENT, INC

CAROLINA FAMILY OFFICE | WHITE OAK FINANCIAL MANAGEMENT, INC

CRD#: 142615 / SEC#: 801-131079

RIA

Registered Investment Advisory firm - (9/6/2024 Approved)

North Carolina

Registered Investment Advisory firm - (9/17/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (9/10/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/23/2008)

IAR

South Carolina
(2/9/2023)

IAR

Texas
(9/23/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/25/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/14/2003

General Securities Principal Examination

Current Firm

WHITE OAK FINANCIAL MANAGEMENT, INC

CAROLINA FAMILY OFFICE | WHITE OAK FINANCIAL MANAGEMENT, INC

CRD#: 142615 / SEC#: 801-131079

RIA

Registered Investment Advisory firm - (9/6/2024 Approved)

North Carolina

Registered Investment Advisory firm - (9/17/2024 Terminated)

South Carolina

Registered Investment Advisory firm - (9/10/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/10/2024 Terminated)

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Contact information

Main Address

1270 Hendersonville Road Suite #4, Asheville, NC 28803

Mailing Address

Phone number

(828) 274-7844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A APPENDIX 1 (3/24/2025)

WHITE OAK FINANCIAL MANAGEMENT ADV PART 2 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	845
AUM (Assets Under Management)	$ 112,742,245

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura C. Mccue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Cummings Mccue's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

WHITE OAK FINANCIAL MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/25/2003

Series 63

Date: 3/26/1987

Series 7

Date: 3/21/1987

Series 24

Date: 7/14/2003

Current Firm

WHITE OAK FINANCIAL MANAGEMENT, INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHITE OAK FINANCIAL MANAGEMENT, INC

TRUST BUT VERIFY

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