Paul P. Nieh
Professional summary
Paul Pao Tai Nieh is a registered financial professional currently at J.K. FINANCIAL SERVICES, INC. located in Norco, California.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 8 firms and has passed the SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Pao Tai Nieh's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2009 - Present
J.K. FINANCIAL SERVICES, INC.
Office #1: 149 Cross Rail Lane Ste. 102, Norco, CA 92860June 10, 2008 - September 23, 2009
DOLPHIN SECURITIES, INC.
February 20, 2003 - June 13, 2008
QUEST CAPITAL STRATEGIES, INC.
February 15, 1995 - January 25, 2003
MONY SECURITIES CORPORATION
May 8, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 8, 1991 - June 1, 1994
PRUCO SECURITIES, LLC.
April 29, 1987 - April 5, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 29, 1987 - April 5, 1991
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2009)
Exams
FINRA
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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