Dawn D. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dawn Dorothy Edwards was a registered financial professional .
Dawn is a previously registered financial professional and started their career in finance in 1991. Dawn had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2013 - April 8, 2015
BENDIGO SECURITIES, LLC
November 13, 2012 - July 24, 2013
MISSION CAPITAL LLC
November 30, 2010 - April 17, 2012
KOTA GLOBAL SECURITIES INC.
June 17, 2010 - November 1, 2010
THE WILLIAMS CAPITAL GROUP, L.P.
March 20, 2006 - November 3, 2009
ALTRUSHARE SECURITIES LLC
May 31, 2000 - March 14, 2006
COWEN EXECUTION SERVICES LLC
June 27, 1997 - May 31, 2000
GLOBAL EXECUTION NETWORK ASSOCIATES INCORPORATED
June 25, 1991 - March 24, 1997
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
BENDIGO SECURITIES, LLC
CRD#: 152529 / SEC#: , 8-68462
Contact information
Documents
Red Flags
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