Paul C. Ometer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul C Ometer, who also goes by Paul Christopher Ometer, Paul Ometer, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1987. Paul had worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2014 - July 12, 2016
FARMERS FINANCIAL SOLUTIONS, LLC
April 4, 2013 - January 23, 2014
WESCOM FINANCIAL SERVICES
March 13, 2013 - January 23, 2014
WESCOM FINANCIAL SERVICES
January 24, 2011 - June 1, 2012
ALLSTATE FINANCIAL ADVISORS, LLC
January 21, 2011 - June 1, 2012
ALLSTATE FINANCIAL SERVICES, LLC
March 15, 2010 - December 8, 2010
CITIGROUP GLOBAL MARKETS INC.
March 15, 2010 - December 8, 2010
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - December 17, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - December 17, 2009
CITIGROUP GLOBAL MARKETS INC.
July 28, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
July 28, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
May 16, 2002 - June 23, 2003
WELLS FARGO INVESTMENTS, LLC
May 16, 2002 - June 23, 2003
WELLS FARGO INVESTMENTS, LLC
November 20, 2000 - May 14, 2002
LPL FINANCIAL LLC
May 1, 2000 - May 14, 2002
LPL FINANCIAL LLC
February 10, 1998 - May 2, 2000
GUARANTY BROKERAGE SERVICES, INC.
March 24, 1994 - February 26, 1998
WELLS FARGO SECURITIES INC.
November 8, 1993 - March 16, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
April 2, 1991 - August 5, 1992
PACIFIC HARBOR SECURITIES, INC.
November 15, 1990 - April 2, 1991
PAN-WEST CAPITAL CORP.
June 14, 1990 - November 24, 1990
FIRST AFFILIATED SECURITIES
July 31, 1987 - August 23, 1989
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
