Cynthia C. O'rourke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia C O'rourke, who also goes by Cynthia Anne Christian, Cynthia Christian, Cynthia Christian Orourke, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1988. Cynthia had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2011 - June 4, 2012
ATLANTIC FINANCIAL SERVICES OF MAINE, INC.
April 7, 2009 - January 25, 2011
CHARTER OAK CAPITAL MANAGEMENT
July 20, 1992 - February 17, 2009
FIDELITY BROKERAGE SERVICES LLC
January 7, 1992 - July 14, 1992
KEY INVESTMENTS INC.
November 9, 1988 - July 8, 1991
MILK ST. INVESTMENT CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ATLANTIC FINANCIAL SERVICES OF MAINE, INC.
CRD#: 31743 / SEC#: , 8-45531
Contact information
Documents
Red Flags
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