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PJ

Paula Juszczyk

TRANSAMERICA FINANCIAL ADVISORS
Knoxville, TN
CRD#: 1640394
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PJ
Paula JuszczykTRANSAMERICA FINANCIAL ADVISORS

Professional summary

Paula Juszczyk, who also goes by Paula J Juszczyk, Paula Juszczyk, Paula J Uskali, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Knoxville, Tennessee.

Paula is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Paula has worked at 16 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Paula J Juszczyk | Paula Juszczyk | Paula J Uskali

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paula Juszczyk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Paula Juszczyk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2026 - Present

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
BD
CRD#: 16164
Knoxville, TN
Current

May 27, 2026 - Present

TRANSAMERICA FINANCIAL ADVISORS, LLC

Office #1: 6400 C St Sw, Cedar Rapids, IA 52499
RIA
BD
CRD#: 16164
Cedar Rapids, IA
Past

April 21, 2026 - May 12, 2026

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
SCHAUMBURG, IL
Past

June 12, 2024 - May 12, 2026

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

June 7, 2024 - June 12, 2024

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
ST. CLOUD, MN
Past

June 29, 2023 - May 12, 2026

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
KNOXVILLE, TN
Past

May 2, 2022 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
KNOXVILLE, TN
Past

May 2, 2022 - May 12, 2026

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

March 29, 2022 - April 7, 2022

D.A. DAVIDSON & CO.

RIA
CRD#: 199
Albuquerque, NM
Past

March 29, 2022 - April 7, 2022

D.A. DAVIDSON & CO.

BD
CRD#: 199
GREAT FALLS, MT
Past

July 20, 2021 - December 31, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Albuquerque, NM
Past

July 20, 2021 - December 31, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Albuquerque, NM
Past

July 20, 2021 - December 31, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

July 20, 2021 - December 31, 2021

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

December 13, 2016 - July 22, 2021

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
ALBUQUERQUE, NM
Past

November 9, 2016 - July 22, 2021

NYLIFE SECURITIES LLC

BD
CRD#: 5167
ALBUQUERQUE, NM
Past

December 15, 2015 - September 9, 2016

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SCOTTSDALE, AZ
Past

October 26, 2015 - September 9, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

December 24, 2014 - September 25, 2015

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
FRESNO, CA
Past

December 5, 2014 - September 25, 2015

NYLIFE SECURITIES LLC

BD
CRD#: 5167
FRESNO, CA
Past

February 13, 2009 - October 31, 2014

WESTERN INTERNATIONAL SECURITIES, INC.

RIA
CRD#: 39262
LAS VEGAS, NV
Past

February 13, 2009 - October 31, 2014

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
LAS VEGAS, NV
Past

January 2, 2009 - February 13, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SAINT PETERSBURG, FL
Past

June 11, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
NEWBURY PARK, CA
Past

August 10, 2005 - February 13, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
NEWBURY PARK, CA
Past

March 22, 2005 - April 11, 2005

AFA FINANCIAL GROUP, LLC

BD
CRD#: 127648
CALABASAS, CA
Past

November 1, 1999 - February 4, 2005

FINANCIAL WEST GROUP

BD
CRD#: 16668
RENO, NV
Past

July 29, 1999 - October 29, 1999

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.

CRD#: 16164 / SEC#: 801-38618, 8-33429

RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Iowa
(5/27/2026)
IAR
Iowa
(6/1/2026)
RR
Tennessee
(5/27/2026)
IAR
Tennessee
(5/27/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/6/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/14/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/27/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 12/3/2007
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/31/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.

CRD#: 16164 / SEC#: 801-38618, 8-33429

RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Loading...

Contact information

Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

TRANSAMERICA FINANCIAL ADVISORS, INC. FORM ADV, PART 2A (10/6/2025)
TRANSAMERICA ELITE WEALTH MANAGEMENT PLATFORM PROGRAM - APPENDIX (10/6/2025)
TRANSAMERICA FINANCIAL ADVISORS, INC., FORM ADV PART 2A, APPENDIX 1 (3/28/2025)
TRANSAMERICA FINANCIAL ADVISORS, INC. FORM ADV PART 2A, APPENDIX 1 (3/28/2025)

Direct owners and executive officers

NamePositionCRD#
AUSA HOLDING, LLCOWNER
BARRY, MICHELLE ANNEDIRECTOR, PRESIDENT, CEO2744539
BEITZEL, BRIANDIRECTOR, CHIEF FINANCIAL OFFICER6183770
COSTELLO, ROBERTCHIEF OPERATIONS OFFICER1349716
KRAMER, CHRISTINA DCHIEF COMPLIANCE OFFICER4406871
TJOA, NATHANIELCHIEF SUPERVISORY OFFICER4667709

Regulatory assets under management

Total Number of Accounts42,440
AUM (Assets Under Management)$ 1,730,669,809

Disclosures

Regulatory Event19
Arbitration3
Bond3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164Knoxville, TN

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