Paula Juszczyk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paula Juszczyk, who also goes by Paula J Juszczyk, Paula Juszczyk, Paula J Uskali, was a registered financial professional .
Paula is a previously registered financial professional and started their career in finance in 1999. Paula had worked at 15 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2026 - May 12, 2026
CETERA FINANCIAL SPECIALISTS LLC
June 12, 2024 - May 12, 2026
CETERA ADVISORS LLC
June 7, 2024 - June 12, 2024
CETERA INVESTMENT SERVICES LLC
June 29, 2023 - May 12, 2026
CETERA INVESTMENT ADVISERS LLC
May 2, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
May 2, 2022 - May 12, 2026
CETERA WEALTH SERVICES, LLC
March 29, 2022 - April 7, 2022
D.A. DAVIDSON & CO.
March 29, 2022 - April 7, 2022
D.A. DAVIDSON & CO.
July 20, 2021 - December 31, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 20, 2021 - December 31, 2021
RAYMOND JAMES & ASSOCIATES, INC.
July 20, 2021 - December 31, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 20, 2021 - December 31, 2021
RAYMOND JAMES & ASSOCIATES, INC.
December 13, 2016 - July 22, 2021
EAGLE STRATEGIES LLC
November 9, 2016 - July 22, 2021
NYLIFE SECURITIES LLC
December 15, 2015 - September 9, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 26, 2015 - September 9, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 24, 2014 - September 25, 2015
EAGLE STRATEGIES LLC
December 5, 2014 - September 25, 2015
NYLIFE SECURITIES LLC
February 13, 2009 - October 31, 2014
WESTERN INTERNATIONAL SECURITIES, INC.
February 13, 2009 - October 31, 2014
WESTERN INTERNATIONAL SECURITIES, INC.
January 2, 2009 - February 13, 2009
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 11, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 10, 2005 - February 13, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 22, 2005 - April 11, 2005
AFA FINANCIAL GROUP, LLC
November 1, 1999 - February 4, 2005
FINANCIAL WEST GROUP
July 29, 1999 - October 29, 1999
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
CETERA FINANCIAL SPECIALISTS LLC
CRD#: 10358 / SEC#: , 8-27082
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BANKS, ELAYNE CAMILLE | VICE PRESIDENT | 3070202 |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | CHIEF COMPLIANCE OFFICER | 4710068 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| KIRCHER, NICHOLE MARIE | VICE PRESIDENT | 2876887 |
| KRUEGER, RONALD GEORGE | MANAGER, CHIEF EXECUTIVE OFFICER AND PRESIDENT | 2651416 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | MANAGER | 2799860 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| ROTHENBERG, JON HOWARD | VICE PRESIDENT | 2737327 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | VICE PRESIDENT | 2272183 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
