James J. Mckeever
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Mckeever was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 3 firms and has passed the Series 63, Series 55, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 1989 - January 2, 2004
ROBERT M. COHEN & CO., INC.
May 1, 1989 - September 26, 1989
WILLIAM M. CADDEN & CO., INC.
March 27, 1987 - April 27, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
ROBERT M. COHEN & CO., INC.
CRD#: 21806 / SEC#: , 8-39214
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COHEN, ROBERT MARC | DIRECTOR; PRESIDENT | |
| BARRASSO, MICHAEL ANTHONY | DIRECTOR | |
| COOK, PETER CHRISTOPHER | EXECUTIVE VICE PRESIDENT | |
| MCKEEVER, JAMES JOSEPH | DIRECTOR | 1640303 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
