Jimmy M. Davidson

LAMPERT CAPITAL MARKETS

NEW YORK, NY 10022

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CRD#: 1640287

Professional summary

Jimmy Mitchel Davidson is a registered financial advisor currently at LAMPERT CAPITAL MARKETS INC. located in New York, New York.

Jimmy is registered as a RR (Registered Representative) and started their career in finance in 1987. Jimmy has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jimmy Mitchel Davidson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2010 - Present

LAMPERT CAPITAL MARKETS INC.

Office #1: 444 Madison Ave 4th Floor, New York, NY 10022

CRD#: 103725

NEW YORK, NY

Past

December 13, 2007 - September 21, 2010

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

NEW YORK, NY

Past

August 21, 2007 - September 21, 2010

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

NEW YORK, NY

Past

April 29, 2002 - August 21, 2007

RYAN BECK & CO.

CRD#: 3248

NEW YORK, NY

Past

March 17, 1994 - May 13, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

June 2, 1993 - March 18, 1994

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

July 25, 1988 - May 24, 1993

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

May 6, 1988 - July 16, 1988

HERBERT YOUNG SECURITIES, INC.

CRD#: 7729

GREAT NECK, NY

Past

April 6, 1988 - April 26, 1988

SHELTER ROCK SECURITIES CORP.

CRD#: 11043

Past

May 26, 1987 - February 19, 1988

GOLDIS FINANCIAL GROUP, INC.

CRD#: 16444

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(6/26/2015)

District of Columbia
(6/4/2021)

Florida
(8/22/2012)

Maryland
(4/29/2021)

New York
(10/1/2010)

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LAMPERT CAPITAL MARKETS INC.

ICM CAPITAL MARKETS LTD. | LAMPERT CAPITAL MARKETS INC. | INTERNET CAPITAL MARKETS CORPORATION

CRD#: 103725 / SEC#: , 8-52234

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

900 Third Ave Suite 1403, Ny, NY 10022

Mailing Address

900 Third Ave Suite 1403, Ny, NY 10022

Phone number

(347) 614-4775

Established

New York since 09/25/1998

Firm type

Corporation

Fiscal year end

August

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LAMPERT ADVISORS LLC	SHAREHOLDER
LAMPERT, STEWART RANDY	CHAIRMAN/CEO DIRECTOR/ CCO
NG, NELSON	CHIEF FINANCIAL OFFICER	1716597

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jimmy M. Davidson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jimmy Mitchel Davidson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

IFMG SECURITIES, INC.

INVEST FINANCIAL CORPORATION

HERBERT YOUNG SECURITIES, INC.

SHELTER ROCK SECURITIES CORP.

GOLDIS FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2007

Series 63

Date: 6/11/1987

SIE

Date: 10/1/2018

Series 7

Date: 5/16/1987

FINRA

Current Firm

LAMPERT CAPITAL MARKETS INC.

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LAMPERT CAPITAL MARKETS INC.

TRUST BUT VERIFY

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