DH
Donald C. Hoffman
ADVISOR SHARE WEALTH MANAGEMENT
Renton, WA
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CRD#: 1640089
DH
Professional summary
Donald Craig Hoffman, who also goes by Don C Hoffman, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Renton, Washington.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Donald has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Don C Hoffman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Name of the other business: Roadmap4Retirement
Investment Related?: Yes
Address of other business: Renton, WA
Nature of other business: Insurance
Your position: Broker
Start Date: 06/1986
How many hours you devote to the other business per month: 160
How many hours you devote to the other business during securities trading hours: 160
Briefly describe your duties: Providing insurance-based solutions for clients (life, disability, long-term care, annuities, group medical), with emphasis on pre-retirees & retirees
The Name of the other business: New Life Church @ Renton, Inc.
Investment Related?: No
Address of other business: Renton, WA
Nature of other business: Church
Your position: Service Director
Start Date: 12/2004
How many hours you devote to the other business per month: 38
How many hours you devote to the other business during securities trading hours: 0
Briefly describe your duties: Direct (video) image magnification for services at my church; also involves volunteer training, service & tech preparation, assist with volunteer scheduling.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Craig Hoffman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2024 - Present
ADVISOR SHARE WEALTH MANAGEMENT, LLC
RIA
CRD#: 307997
Renton, WA
Past
November 20, 2017 - August 25, 2022
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Renton, WA
Past
March 24, 2000 - November 30, 2006
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
RENTON, WA
Past
May 3, 1999 - January 11, 2000
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
April 10, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
October 13, 1992 - February 8, 1995
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
March 24, 1987 - September 9, 1992
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(3/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AS
ADVISOR SHARE WEALTH MANAGEMENT, LLC
ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC
CRD#: 307997 / SEC#: 801-127122
RIA
Registered Investment Advisory firm - (1/3/2023 Approved)Michigan
Registered Investment Advisory firm - (1/19/2023 Terminated)Nevada
Registered Investment Advisory firm - (2/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (5/22/2023 Cancelled)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684
Mailing Address
Phone number
(866) 232-3251
Established
Firm type
Fiscal year end
# of Employees
38
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,429 |
| AUM (Assets Under Management) | $ 185,181,144 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
