William K. Brown

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CRD#: 1639784

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Keith Brown, who also goes by Bill K Brown, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1987. William had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill K Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

07/2001-Present, Bingham County Search and Rescue, Blackfoot, ID, Inv-Related: N, Search and Rescue, Commander, 8 Hrs/Mo, 0 Sec Trading Hrs/Day. 01/1995-Present, BMT Investments LLC, Idaho Falls, ID, Inv-Related: N, Rentals, Managing Partner, 20 Hrs/Mo, 0 Sec Trading Hrs/Day. 03/2015-Present, Various Insurance Carriers For W&R Insurance Agencies, Idaho Falls, ID, Inv-Related, Insurance Sales, Insurance Agent. 01/2007-Present, Stealth Investments, Idaho Falls, ID, Inv-Related: N, LLC, Managing Member, 4 Hrs/Mo, 0 Sec hrs. 03/2011-Present, Brown Investments LLC, Idaho Falls, ID, Inv-Related: N, LLC, Owner, 0 hrs/mo 0 sec trdg hrs/mo 05/2021-Present, Edge Financial Advisors, LLC; Member, Marketing entity for co-branding

Blog Corner

CRS (Client Relationship Summary)

CRD#: 7556

PURCHASE, NY

Past

March 25, 1987 - May 14, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAK LANE ADVISORS

CRD#: 140612 / SEC#: 801-116880

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/4/2018 Terminated)

Idaho

Registered Investment Advisory firm - (7/3/2019 Terminated)

Utah

Registered Investment Advisory firm - (7/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/21/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/29/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/1/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 7/23/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

OAK LANE ADVISORS

CRD#: 140612 / SEC#: 801-116880

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/4/2018 Terminated)

Idaho

Registered Investment Advisory firm - (7/3/2019 Terminated)

Utah

Registered Investment Advisory firm - (7/5/2019 Terminated)

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Contact information

Main Address

1222 W. Legacy Crossing Blvd Suite 6, Centerville, UT 84014

Mailing Address

Phone number

(801) 335-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	2,258
AUM (Assets Under Management)	$ 367,281,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William K. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OAK LANE ADVISORS

WADDELL & REED

WADDELL & REED

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CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

OAK LANE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/21/2015

Series 63

Date: 4/29/1987

SIE

Date: 10/1/2018

Series 3

Date: 10/1/1993

Series 7

Date: 3/21/1987

Series 24

Date: 5/4/2015

Series 8

Date: 7/23/1993

Current Firm

OAK LANE ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAK LANE ADVISORS

TRUST BUT VERIFY

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