Bruce J. Smith

WEALTHKARE.COM

MOUNT UNION, PA 17066

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CRD#: 1639467

Professional summary

Bruce Jehu Smith III is a registered financial advisor currently at WEALTHKARE.COM, INC. located in Mount Union, Pennsylvania.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Bruce has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GET MORE RETIREMENT, LLC; EDUCATIONAL COMPANY; MAJORITY OWNER; MOUNT UNION, PA; 05/2014. 2) American Asset Financial Corp.; INSURANCE AGENT; MOUNT UNION, PA; 07/1986.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Jehu Smith III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2001 - Present

WEALTHKARE.COM, INC.

Office #1: 11898 Arrowhead Way, Mount Union, PA 17066

RIA

CRD#: 115111

MOUNT UNION, PA

Past

May 14, 2001 - December 31, 2003

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

SHIRLEYSBURG, PA

Past

February 21, 1996 - December 31, 2003

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

February 21, 1994 - October 11, 1995

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

June 17, 1989 - December 19, 1992

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

April 22, 1988 - June 17, 1989

ASSET MANAGEMENT EQUITIES, LTD.

CRD#: 21604

Past

March 11, 1987 - April 14, 1988

PFS INVESTMENTS INC.

CRD#: 10111

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHKARE.COM, INC.

THE WEALTHKARE INVESTMENT CENTER | WEALTHKARE.COM, INC.

CRD#: 115111 / SEC#: 801-131322

RIA

Registered Investment Advisory firm - (10/18/2024 Approved)

Iowa

Registered Investment Advisory firm - (9/27/2011 Terminated)

Maryland

Registered Investment Advisory firm - (10/22/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/23/2024 Terminated)

Washington

Registered Investment Advisory firm - (11/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/29/2025)

IAR

Pennsylvania
(10/29/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/25/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/1988

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/10/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/16/1989

General Securities Principal Examination

Current Firm

WEALTHKARE.COM, INC.

THE WEALTHKARE INVESTMENT CENTER | WEALTHKARE.COM, INC.

CRD#: 115111 / SEC#: 801-131322

RIA

Registered Investment Advisory firm - (10/18/2024 Approved)

Iowa

Registered Investment Advisory firm - (9/27/2011 Terminated)

Maryland

Registered Investment Advisory firm - (10/22/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/23/2024 Terminated)

Washington

Registered Investment Advisory firm - (11/21/2024 Terminated)

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Contact information

Main Address

11898 Arrowhead Way, Mount Union, PA 17066

Mailing Address

Phone number

(814) 542-5433

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (7/23/2025)

Regulatory assets under management

Total Number of Accounts	685
AUM (Assets Under Management)	$ 119,072,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bruce J. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Jehu Smith III's CRS (Customer Relationship Summary).

Certified licenses

Experience

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

ADVANTAGE CAPITAL CORPORATION

NORTH AMERICAN MANAGEMENT, INC.

ASSET MANAGEMENT EQUITIES, LTD.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

WEALTHKARE.COM, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/25/2005

Series 63

Date: 3/10/1987

Series 7

Date: 6/18/1988

Series 6

Date: 3/10/1987

Series 24

Date: 1/16/1989

Current Firm

WEALTHKARE.COM, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHKARE.COM, INC.

TRUST BUT VERIFY

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