Vincent E. Barborka
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Ellsworth Barborka, who also goes by VInce Barborka, Vincent Barborka, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 1987. Vincent had worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 1994 - May 9, 1996
PRIMELINE SECURITIES CORP.
March 21, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
March 21, 1989 - December 23, 1992
MONY SECURITIES CORPORATION
June 16, 1987 - January 4, 1989
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIMELINE SECURITIES CORP.
CRD#: 15896 / SEC#: , 8-32899
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
