Paul M. Puleo
Professional summary
Paul Michael Puleo is a registered financial advisor currently at RMR WEALTH BUILDERS, INC. located in Boca Raton, Florida.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Paul has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Michael Puleo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 4, 2018 - Present
RMR WEALTH BUILDERS, INC.
January 27, 2016 - June 20, 2018
CALTON & ASSOCIATES, INC.
January 3, 2012 - June 20, 2018
CALTON & ASSOCIATES, INC.
July 2, 1997 - December 31, 2011
INVESTACORP, INC.
January 28, 1995 - July 10, 1997
UBS FINANCIAL SERVICES INC.
June 24, 1993 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
May 4, 1990 - July 1, 1993
RAYMOND JAMES & ASSOCIATES, INC.
April 29, 1987 - May 7, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/9/2018)
Exams
Current Firm
RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,428 |
| AUM (Assets Under Management) | $ 2,199,565,329 |
Red Flags
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