David R. Butterworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Randall Butterworth was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 1997 - July 30, 2018
TOWNSEND GROUP INVESTMENTS
March 25, 1987 - May 1, 1989
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
TOWNSEND GROUP INVESTMENTS
CRD#: 106076 / SEC#: 801-13612
Contact information
Red Flags
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